Subscribe

LPL rep managing $186 million joins Ameriprise

Neil Bailey and team switch to employee channel in Cincinnati.

Neil Bailey, who managed $186 million in assets while a rep at LPL Financial in Cincinnati, has joined the employee channel of Ameriprise.

Joining as well are his team: adviser Molly Grimm and two client service associates.

Mr. Bailey began his securities career at CFD Investments in 2008 and moved to Silver Oak Securities in 2010. He affiliated with LPL in 2012.

Separately, Paul Rose, who managed $123 million at Wells Fargo in Easton, Pa., has affiliated with the franchise channel of Ameriprise. Mr. Rose began his career at Pruco Securities in 2002. The firm was later acquired by Wells Fargo.

Related Topics: , , ,

Learn more about reprints and licensing for this article.

Recent Articles by Author

Fiduciary commitment should be table stakes

Speed and nature of new DOL rule has left many in the insurance industry fuming, losing sight of the impact on ordinary investors

Cresset adds two J.P. Morgan teams overseeing $5B

The two groups were among several former First Republic teams whose exits from J.P. Morgan were announced Friday.

Ascensus buying Vanguard small-business retirement offerings

The company is acquiring the Individual 401(k), Multi-SEP, and SIMPLE IRA plan businesses from Vanguard.

Raymond James adds advisor from Wells Fargo

South Florida-based advisor had been overseeing $105 million in client assets at Wells.

Dimon says AI could be ‘transformational’

JPMorgan Chase's CEO says AI's impact on the economy could equal that of the steam engine.

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print