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Stifel claws back $440,000 as brokers struggle to win Finra arbitration

Brokerage firms tend to win disputes over promissory notes.

Stifel, Nicolaus & Co. is clawing back $440,000 from an adviser who was discharged almost two years ago, the latest brokerage firm this month to recoup compensation tied to promissory notes, according to the Financial Industry Regulatory Authority Inc.

Christian Harkness will pay Stifel the balanc

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