The new rule requires reps to receive written permission before accepting an inheritance
Dallas duo manages $128 million; Missouri-based adviser manages $115 million
Walker will oversee the firm's retail expansion in the St. Louis area
Both small-cap shares and value strategies have taken a beating this year as the coronavirus sparked an economic crisis
Portland, Oregon-based Confluence Wealth Management was founded in 2011
Biden's tax proposals and call for increased antitrust scrutiny would pose challenges for dealmakers
LPL, a recruiting powerhouse, reported a year-over-year gain of 819 financial advisers at the end of September
Heading into Q4, advisers are feeling more confident about financial markets, their businesses and the overall economy
Valliere, Gardner see a narrow Electoral College victory for the former vice president
CEO Reilly also cites potential for strong recruiting gains in future quarters given pent-up demand among some wirehouse advisers
Concerns about the renewed rise in coronavirus cases has shifted safe-haven buying to the dollar
Stretch IRA or 10-year rule? Advisers need to explain to clients which set of tax rules applies
Despite rumors of a takeover, the firm is back to growing its adviser roster
A new administration could mean estate tax changes happen sooner than expected
The key is targeting exposure with active management and subsectors
The S&P 500, the Dow and Nasdaq all off more than 3%
COVID-19 could lead more workers to take money out of retirement accounts, according to a survey from Edelman Financial Engines
The company's CIO didn't rule out the possibility, but said it looks increasingly unlikely, while speaking at the Schwab Impact conference on Wednesday
Broker-dealers have been competing to lower fees in order to reduce potential conflicts of interest
VA sales drop 10% in Q3, while fixed annuity sales increase 11%
