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Starwood latest nontraded REIT with concerns
ALTERNATIVES MAY 24, 2024
Starwood latest nontraded REIT with concerns

Nontraded REITs are facing hurdles, higher interest rates, headlines about half-empty office buildings, and investors pulling their money from products.

By Bruce Kelly
Better to follow the yellow brick road than stocks so far in 2024
INDUSTRY NEWS MAY 24, 2024
Better to follow the yellow brick road than stocks so far in 2024

Gold has outperformed stocks year-to-date, but will its golden run last through the summer?

By Gregg Greenberg
Raymond James unveils new CFO in C-suite shakeup
BROKER DEALERS MAY 24, 2024
Raymond James unveils new CFO in C-suite shakeup

The broker-dealer giant has revealed new details of leadership changes as part of its long-term succession strategy.

By Leo Almazora
The Externship adds bonus experience hours from CFP Board
RIAS MAY 24, 2024
The Externship adds bonus experience hours from CFP Board

The virtual training program’s enhanced credit, starting in summer 2024, helps lower a key barrier for aspiring CFP certificants.

By Leo Almazora
Is a college diploma still worth it? Americans are split
INDUSTRY NEWS MAY 24, 2024
Is a college diploma still worth it? Americans are split

Survey reveals mixed views on college education, with just a fifth of adults willing to take on debt for a four-year degree.

By Leo Almazora
Blowout Nvidia forecast sends investors searching for more AI winners
INDUSTRY NEWS MAY 24, 2024
Blowout Nvidia forecast sends investors searching for more AI winners

Another blockbuster earnings report from the chipmaking giant raises the appeal for other AI-linked plays.

By Bloomberg
Finalist founded her RIA at just 29 years old
INDUSTRY NEWS MAY 24, 2024
Finalist founded her RIA at just 29 years old

InvestmentNews Awards 2024, Advisor of the Year (Regional - Southwest): Jenna Biancavilla, Pearl Capital Management

By Josh Welsh
One third of investors believe the Fed won't cut rates at all this year
INDUSTRY NEWS MAY 24, 2024
One third of investors believe the Fed won't cut rates at all this year

Investor sentiment is falling overall as inflation, rate cut concerns rise.

By Steve Randall
Why HR managers could open the door to new business for advisors
INDUSTRY NEWS MAY 24, 2024
Why HR managers could open the door to new business for advisors

By Steve Randall
JPMorgan to pay $100M for client order monitoring fails: CFTC
INDUSTRY NEWS MAY 24, 2024
JPMorgan to pay $100M for client order monitoring fails: CFTC

Firm did not monitor of billions of client orders over 7-year period.

By Bloomberg
SEC gives exchanges greenlight to list Ether ETFs
INDUSTRY NEWS MAY 24, 2024
SEC gives exchanges greenlight to list Ether ETFs

The next step is approval for individual fund managers.

By Bloomberg
BofA strategist says sell signal is getting closer
INDUSTRY NEWS MAY 24, 2024
BofA strategist says sell signal is getting closer

Michael Hartnett believes global equities rally is unsustainable.

By Bloomberg
How global trade is undergoing combative transformation
INDUSTRY NEWS MAY 24, 2024
How global trade is undergoing combative transformation

US, China, Europe are battling for their interests in new trade era.

By Bloomberg
Lawmakers get their wish as SEC gives Ether ETFs the green light
ALTERNATIVES MAY 23, 2024
Lawmakers get their wish as SEC gives Ether ETFs the green light

Citing bitcoin ETFs, a bipartisan group of house representatives issued the call ahead of the federal securities regulator’s pivotal decision.

By Leo Almazora
Miami advisors fight over book of business
INDUSTRY NEWS MAY 23, 2024
Miami advisors fight over book of business

'Handshake' deal goes wrong for two south Florida advisors.

By Bruce Kelly
Integrity at heart of absolute return-based approach
INDUSTRY NEWS MAY 23, 2024
Integrity at heart of absolute return-based approach

'If we lose business doing the right thing, that's okay – but we certainly don't want to do that,' says CEO.

By Emily Douglas
401(k) vs IRA: which is a better wealth management tool?  
MAY 23, 2024
401(k) vs IRA: which is a better wealth management tool?  

Those seeking to preserve wealth and save for retirement may be confused. Should they choose a 401(k) plan vs an IRA? Find the answers here

By Ramon Berenguer
Raymond James snags $435M Merrill Lynch team
BROKER DEALERS MAY 23, 2024
Raymond James snags $435M Merrill Lynch team

The brokerage giant extends its reach in Massachusetts with a group that includes a father-son advisor duo.

By Leo Almazora
$10M penalty vs. NYSE parent goes too far, say SEC commissioners
REGULATION AND LEGISLATION MAY 23, 2024
$10M penalty vs. NYSE parent goes too far, say SEC commissioners

Two dissenting voices from the federal regulator warned the penalty could create "a counter-productive dynamic" with its regulated entities.

By Leo Almazora
Schwab to offer alternative investments for qualified investors
ALTERNATIVES MAY 23, 2024
Schwab to offer alternative investments for qualified investors

Executives at the online brokerage giant unveiled plans to roll out a platform that includes private credit, PE, VC, and long-short funds.

By Bloomberg