Catch up on the highlights from this week in fintech news.
ForUsAll, a 401(k) provider that specializes in alternative investments, alleges that Labor exceeded its authority by trying to institute an effective ban.
John Sherman Jumper, a 17-year veteran of the securities industry, was based in Memphis, Tennessee.
The Biden administration is now saying upward pressure on prices could be the new reality, which has advisers getting more creative.
Echoing remarks earlier this week by JPMorgan's Jamie Dimon, Goldman's president cited 'tougher economic times ahead.'
The collective investment trusts will use SEI Trust Co. as the trustee.
The latest annual report from the Social Security and Medicare Trustees moves the program's insolvency date back by one year.
Covid-era restrictions mean those traveling overseas should have backup plans for their health care and finances.
Virginians without access to a workplace retirement savings plan will now be able to save a portion of their pay in a professionally managed IRA.
IronBridge Wealth Counsel, which has eight advisers, has offices in seven cities across the country.
Blackstone's CEO says the firm sees a 'huge' opportunity with retail investors and advisers, while a Morgan Stanley executive talked about recent and potential acquisitions.
The restitution settles Finra charges that the firm recommended Class C shares with ongoing fees when more affordable Class A shares were available.
After a stint as chief compliance officer at Rockefeller Financial, Solomon returns to the industry regulator.
The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.
Closed-end funds have emerged as a potential solution for retirees seeking to smooth out their cash flows and in turn soothe their shaken nerves.
The actively managed mutual fund uses both proprietary and third-party ESG ratings.
The acquisition, Wealth Enhancement Group's fifth completed deal this year, boosts its total assets to $55 billion.
Madison Avenue Securities didn't disclose or didn't adequately disclose conflicts associated with compensation the firm received from certain advisory client investments.
The company said the deal underscores its ongoing commitment to the retirement plan industry and to investing in technologies that enhance its 'financial wellness ecosystem.'
The tax implications of an IRA conversion are far from automatic and can be difficult to forecast this early in the year.
