Banks including JPMorgan and Bank of America conspired to fix prices on floating-rate municipal bonds, according to suit.
Firms are using apps like Calendly to save time and make scheduling more convenient for clients.
The trade association representing major brokerage firms spent $6.6 million in 2018.
Increasing costs for customers and trying to get out of contractual guarantees have become commonplace for insurers.
Don't let perfection get in the way of progress by pursuing infinite customization.
More than 3,000 advisers use the portfolio management and reporting engine.
Brokers are rejecting a culture driven by leaders who lack ethics and who have never been advisers.
The VAs are at the heart of an ongoing dispute with brokers and broker-dealers over canceled trail commissions.
Bank was found guilty of helping French clients hide assets from tax authorities.
Penalties dwarf what bank set aside for legal issues and exceed earnings for all of last year.
CEO Robert Moore's resignation signals further adjustments at the IBD network.
Those turning 66 this year are the last group eligible for the spousal claiming strategy.
Lower fees will help you sustain your business and fulfill your fiduciary duty
Franklin Templeton settlement is among the largest in recent self-dealing cases.
An acquittal would undercut PNF credibility because of large fines requested.
Investor advocate calls insurance proposal weaker than existing broker suitability standard
With income thresholds higher and a lower SALT deduction after tax reform, the AMT will realistically only apply to wealthy Americans with out-of-the-ordinary tax events.
CEO Geoffrey Brown: 'The SEC's proposal is misleading and confusing for consumers.'
Private equity has a growing appetite for the retirement plan market.
After determining a client is paying unnecessary taxes, LifeYield will recommend specific trades.
