The bank continues to cut costs and simplify its broad wealth management business. Just last month, Wells Fargo said it was selling its asset management business, with $600 billion in assets, to two private equity managers.
Most of the winning workplaces have implemented policies to actively hire and retain a more diverse staff.
Doche Financial Consulting Group is based in Scottsdale, Arizona
The Commonwealth Financial Network advised outside recruiters not to engage with MassMutual's reps. The company doesn't want to step on any toes due to a licensing agreement involving a tech firm it once owned.
Plans administered by women more often include target-date funds, automatically enroll workers and have better plan governance, according to a new report.
The agency is 'integrating climate and ESG considerations into [its] broader regulatory framework,' Acting Chair Allison Herren Lee says.
How about making emails more interesting with videos? Or providing clients' children with financial literacy training via a virtual investing group?
The Portland, Oregon-based firm’s internal initiatives include firm-wide training and professionally facilitated conversations among employees; a robust library of educational materials; and a channel on its internal network for sharing recommendations about films, books, recipes and cultural experiences.
The popular market strategist and forecaster is making an exit, a spokesperson confirmed on Tuesday. Doll, 66, who has worked in investment management for 42 years, is expected to officially depart at the end of March.
Co-founders of the RIA Rachel Robasciotti and Maya Philipson will not work with clients at Abacus and will largely spend time managing their ETF. The firm reported $130 million in assets under management.
Amplius Wealth Advisors in Blue Bell, Pennsylvania, affiliates with Dynasty Financial Partners.
Local governments have begun reaching out to Fidelity to explore a potential role to assist with the logistics of distributing the vaccines, according to a spokesperson.
It’s hard work, but if an adviser is serious about growing, the best approach is good old-fashioned prospecting.
The firm has two programs designed to move the needle on diversity, equity and inclusion — its Female Advisor Community and its Neurodiversity@Work program.
In her role as global chief of staff in Goldman’s new consumer and wealth management division, Jin is working to build a digital bank that helps people across underserved backgrounds achieve their financial goals.
This year’s results show how the industry’s top employers are shining even as, in many cases, their workplaces have become a constellation of home offices.
Check out what the firms that made the Best Places to Work list this year are doing to make employees happy.
PBS Wealth Group is located in Newport Beach, California.
The largest independent broker-dealer reported forgivable loans to recruits of $419.2 million at the end of last year. Forgivable loans are one of the most common ways broker-dealers use to attract recruits.
Latest benchmarking study shows compensation representing 74% of RIA expenses and growing by 4% annually.
