Scott Southerland, Jeff Cox, Mark Whitley and Josh Holby move to Pinnacle
In the latest episode of the Her Success Matters podcast, Christine Shaw interviews Ann Senne, one of the 2020 InvestmentNews Women to Watch, about economic and gender diversity in financial services
Merrill Lynch is making changes in the way it manages young advisers and trainees
Moore, chief operating officer for Dallas-based Quest Capital Management, is currently completing a three-year term on FPA's board
Former Symmetry Partners executive will share the role with Brandon Thomas
As the potential benefits of sustainable investing become clearer, advisers have an opportunity to add value through education and guidance
Meet 23 female leaders advancing the financial advice business
Family-run Hendrix Group Financial Services is based in Birmingham, Alabama, and had been affiliated with Securities Service Network
Marietta, Georgia-based Lindner Capital Advisors and its principal were also charged with compliance deficiencies
Prudential cuts rep after he allegedly tells a Korean-American social media star to "go back to Wuhan" at a California restaurant
The lockdown has shown firms that they're not tied to one location
The advisers doing best right now are those who execute the little things
Woodward joins from BMO Global and succeeds retiring president Lucille Protas
The Reformed Broker talks about his latest book and why he’s no longer a fan of Twitter
Invest in Others Charitable Foundation named Lynn Chen-Zhang of Zhang Financial its 2020 Lifetime Achievement award winner
Tepper talks strategy behind four new hires and moving the needle on diversity within his organization
Invest in Others announced Brian Robinson of UBS Financial Services as a 2020 award winner
Firms must consider the interplay between different reporting laws in each state to maximize their immunity
Invest in Others named Michael J. Martin of ELM Wealth Management at Raymond James as winner of a 2020 award
The NASAA report shows last year produced the most actions taken and money returned to investors in five years
