Practice Management

Displaying 9379 results
Is working from home the new  normal?
PRACTICE MANAGEMENT SEP 11, 2020
Is working from home the new normal?

Six months into the forced work-from-home experiment, traditional office space is becoming less relevant

By Jeff Benjamin
Enforcement, arbitration proceedings move online
PRACTICE MANAGEMENT SEP 11, 2020
Enforcement, arbitration proceedings move online

Taking testimony, conducting depositions and hearings remotely gains acceptance

By Mark Schoeff Jr.
Keeping an eye on chats
PRACTICE MANAGEMENT SEP 11, 2020
Keeping an eye on chats

The pandemic creates cracks in how firms oversee advisers’ communications with clients

By Bruce Kelly
Rockefeller Capital woos Morgan Stanley team managing $500 million
PRACTICE MANAGEMENT SEP 11, 2020
Rockefeller Capital woos Morgan Stanley team managing $500 million

The five-person Moore Group will join the firm’s office in Dallas

By InvestmentNews
Brokerages push to extend delay of on-site inspections
PRACTICE MANAGEMENT SEP 11, 2020
Brokerages push to extend delay of on-site inspections

Remote oversight is starting to change the concept of supervision

By Mark Schoeff Jr.
Diversity and inclusion success starts with a focus on inclusion
PRACTICE MANAGEMENT SEP 10, 2020
Diversity and inclusion success starts with a focus on inclusion

The effort shouldn't be about checking boxes and adding a minority group member to the corporate board

By Jeff Benjamin
Wells Fargo adviser managing $500 million goes indie with LPL
INDEPENDENT BROKER DEALERS SEP 10, 2020
Wells Fargo adviser managing $500 million goes indie with LPL

Anthony Frigoletto forms River’s Edge Wealth Partners in Red Bank, New Jersey

By InvestmentNews
Citi names Jane Fraser CEO
PRACTICE MANAGEMENT SEP 10, 2020
Citi names Jane Fraser CEO

She will succeed Michael Corbat and become the first woman to run a major global bank

By Bloomberg
The InvestmentNews podcast: The future of financial planning
PRACTICE MANAGEMENT SEP 09, 2020
The InvestmentNews podcast: The future of financial planning

Hosts Jeff Benjamin and Bruce Kelly and fellow InvestmentNews reporter Emile Hallez discuss how living longer and getting a better sense of longevity are changing financial planning

By InvestmentNews
Wells Fargo Advisors puts limits on dining with clients
PRACTICE MANAGEMENT SEP 09, 2020
Wells Fargo Advisors puts limits on dining with clients

The firm joins Merrill Lynch in revamping policies around client perks

By Bruce Kelly
An inside look at Envestnet Tamarac’s tech strategy
FINTECH SEP 09, 2020
An inside look at Envestnet Tamarac’s tech strategy

Andina Anderson talks about the company's focus on multigenerational tech adoption and reflects on her career as a female fintech leader

By Nicole Casperson
Building a better asset management industry requires more women and minorities
PRACTICE MANAGEMENT SEP 09, 2020
Building a better asset management industry requires more women and minorities

Asset management is a 'great career for women' from logistics perspective, speaker says

By Jeff Benjamin
People of color feel ready for retirement but may not be, study finds
RETIREMENT PLANNING SEP 09, 2020
People of color feel ready for retirement but may not be, study finds

Allianz says their potential misinterpretation of the situation may put retirement at risk

By InvestmentNews
How our response to the pandemic created a better normal
OPINION SEP 09, 2020
How our response to the pandemic created a better normal

Robust communication encouraged our clients to continue with their investment strategies

By Scott Hanson
Morgan Stanley team managing $383 million moves to Baird
INDEPENDENT BROKER DEALERS SEP 08, 2020
Morgan Stanley team managing $383 million moves to Baird

The four-person Parker Group will open a new branch for Baird in Columbia, Tennessee

By InvestmentNews
2020 puts emergency funds on the front burner
PRACTICE MANAGEMENT SEP 08, 2020
2020 puts emergency funds on the front burner

Advisers are pushing their clients to prepare for the worst

By Jeff Benjamin
An open letter to Corporate America: I can't feel my pain
OPINION SEP 08, 2020
An open letter to Corporate America: I can't feel my pain

Northern Trust executive Shundrawn Thomas reflects on the state of race relations in the workplace, and in his heart

By Shundrawn Thomas
When will Wall Street get back to the office?
PRACTICE MANAGEMENT SEP 08, 2020
When will Wall Street get back to the office?

While almost every bank says workers are under no pressure to return, employees are itching to learn what comes next

By Bloomberg
Hybrid adviser managing $150 million joins LPL from MML
INDEPENDENT BROKER DEALERS SEP 08, 2020
Hybrid adviser managing $150 million joins LPL from MML

Forrest Williams Jr. of The Opus Group of Virginia spent 27 years at MML

By InvestmentNews
Rockefeller hires three wirehouse teams
RIA NEWS SEP 08, 2020
Rockefeller hires three wirehouse teams

Assets of the breakaway firms, in California, Texas and Arizona, total $1.8 billion

By InvestmentNews