SEC calls out ‘egregious’ acts of barred executive
Kimberly Springsteen-Abbott misused investor money, according to the commission's review of her barring by Finra
Kimberly Springsteen-Abbott, a senior brokerage and private placement executive who was barred from the securities industry in 2015 by the Financial Industry Regulatory Authority Inc., displayed wide-ranging misconduct involving tens of thousands of dollars of expenses charged to private placement f
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