Displaying 472 results
TAMPs consolidate to compete
In a crowded marketplace, turnkey asset management platforms are forging new tactics to jockey for additional market share
UBS chairman says bank isn’t seeking partner
Axel Weber denies reports that UBS is planning to merge with a rival
YCharts acquired by private equity firm LLR Partners
CEO Sean Brown says the acquisition provides the capital needed to scale his firm while providing support for future growth
Inside Morgan Stanley’s $7 billion deal for Eaton Vance
The deal adds to the $13 billion acquisition of the discount brokerage E-Trade as the wirehouse looks to evolve beyond its investment banking roots
Wealth Enhancement Group acquires $923 million RIA
10-15 Associates adds three offices to the firm's footprint in metro New York
Morgan Stanley keeps buying, will acquire Eaton Vance
The wirehouse will pay $7 billion for the money manager
Schwab’s Bernie Clark christens TD deal with open arms to RIAs
'We are committed to every size adviser,' he said during a conference call to mark the closing of the historic deal
Do right by your employees
When a smaller advisory firm is acquired, it can mean vastly greater career opportunities for the staffers
Third-quarter RIA deals break a record
Transactions during the quarter totaled 55, with many involving ‘professional’ buyers, Echelon reports
Focus Financial takes stake in $1.6 billion RIA
Fairway Wealth Management will become the second Focus firm in Ohio
Wealthspire to acquire $1.5 billion StratWealth
Acquisition of RIA firm will add to footprint in Middle Atlantic states
Fed approves Morgan Stanley acquisition of ETrade
At the same time, Toronto-Dominion Bank’s acquisition of an ownership stake in the Charles Schwab Corp. was also approved
Schwab acquisition of TD to close Oct. 6
The Fed also signed off on Morgan Stanley's purchase of ETrade, which is expected to close Friday
Cambridge buys small broker-dealer with $4 billion in assets
The deal comes as mergers and acquisitions in the brokerage industry have slowed to a crawl due to disruptions caused by COVID-19
Empower to buy Fifth Third’s $6 billion retirement business
Empower will acquire 476 retirement plans and provide record-keeping and administrative services for the participants on Fifth Third’s platform
Quit trying to time the markets
Focusing on outsmarting the markets isn’t just detrimental to your clients, it can harm the value of your business
What type of seller are you?
Firm owners considering a sale should think about which category they fit into as they consider what to do next
CI Financial to acquire $450 million Bowling Portfolio Management
The Canadian company’s acquisition of the Cincinnati-based adviser is its ninth RIA transaction this year
Small RIAs delay succession planning during pandemic: DeVoe survey
Confidence has increased among respondents that the next generation can afford to buy firms
PE to fuel insurance industry M&A: Report
Deals are likely to start happening more often and will be led by private equity, a report from Cerulli Associates suggests
