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Looking out for your Aunt Sally
If you're considering selling, the first question you need to answer is whether you want to join a fully integrated firm with a bold mission or become part of a financial consolidator
Resources picks up $2B 401(k) consultant
The deal brings the firm's retirement plan AUM to a reported $50 billion
The latest in financial adviser fintech – July 2020
We look at the big news, announcements and underlying trends in the world of technology solutions for financial advisers and wealth management!
As M&A activity ramps back up, RIAs need to bone up on the details
Independent advisers want to do deals, but many confess they aren't really prepared to do so
Equity-like financing for RIAs that don’t want to surrender equity
All RIAs are different, which underscores the need for diverse sources of funding for these firms
After a choppy start, RIA M&A regains momentum in 2020
More and larger deals suggests the second half could reach record levels
Empower’s Personal Capital acquisition highlights convergence of wealth and retirement
Retirement plan advisers should heed the implications of the deal
COVID-19 tamps down pace of RIA consolidation
Deal activity is expected to pick up steam in the second half of the year
Creative Planning acquires $530 million RIA
Starfire Investment Advisers is based outside Detroit
Mercer acquires $330 million RIA
Founders sell Los Angeles-based Argosy Wealth Management
Orion merges with Brinker Capital to form $40 billion TAMP
The deal creates the fourth largest turnkey asset management platform, behind Envestnet, SEI and AssetMark
Kansas City, Missouri, firms merge to form $1.7 billion RIA
RubinBrown and Wealth Management Advisors combine
Cary Street Partners to acquire $215 million RIA
Waypoint Advisors in Virginia Beach, Va., will join the Richmond-based firm
Some new Advisor Group reps staring at reduced pay grid
Any cuts to payout will be offset by tools and technology, according to the broker-dealer
Creative Planning notches seventh deal of 2020 with $700 million RIA
The purchase of Sunrise Advisors marks the first local acquisition for the Kansas-based firm
Cresset acquires PagnatoKarp to form Top 25 RIA
The two firms have a combined $9.5 billion in assets under management
Misinformation about private equity ownership distracts advisers at vital time
Here are key questions advisers should ask when assessing a firm owned by private equity
Tegra118 acquires retirement planning fintech RetireUp
The technology uses illustrations like charts and graphs to simplify financial concepts for clients
Morgan Stanley’s Gorman ‘thrilled’ with ETrade purchase
The CEO is particularly pleased with ETrade's technology and brand
Pru is one contender for MassMutual’s retirement business
There's considerable overlap in the types of defined-contribution plans the two companies serve, particularly in the Taft-Hartley, government and nonprofit areas
