Displaying 472 results
What’s next after Empower’s acquisition of MassMutual’s retirement unit?
Advisers want to know which record keeper is next, but I now know better than to answer that question
UBS chairman explores merger with Credit Suisse: Report
Such a deal would create one of Europe's largest banks at a point when the industry is under pressure to consolidate
Captrust acquires retirement business of Plante Moran
Deal for Michigan-based unit adds $6.27 billion in institutional assets
MassMutual 401(k) deal wins Empower valuable clients
Empower will also get its foot in the door with one big broker-dealer
Empower to buy MassMutual’s 401(k) business
The deal will bump the plan provider's assets under administration to $834 billion, the companies announced
Buckingham snaps up two more RIAs
Its acquisitions of Baldwin & Associates and GreenCourse Financial Advisors will close in the fourth quarter, chair Justin Ferri said
Hightower takes stake in $1.7 billion RIA
Waltham, Massachusetts-based Argent Wealth Management has 11 advisers
FP Transitions sees solid M&A activity in second half
The volume of RIA transactions have held up during the pandemic
Hightower takes stake in $1.3 billion Stearns Financial
The North Carolina-based RIA has 32 employees, including 12 advisers
ETrade’s ‘better mousetrap’ is its stock plan business, analyst says
Morgan Stanley's acquisition of the business will improve its transfer of stock plan clients to its wealth management platform
Despite COVID, RIA deals headed for another record year
Deal tracker DeVoe expects M&A activity to climb 30% annually for at least five years
Emigrant takes stake in California RIA
Hollencrest Capital Management manages about $1.7 billion
Canadian buyer gobbles up $4.5 billion RIA, Balasa Dinverno Foltz
CI Financial marks its fifth U.S. deal since February, and it's just getting started
Mercer acquires $130 million RIA
Summit Wealth Advisors is based in Frisco, Colorado
Potential legal pitfalls for advisers selling their firm
You think you're ready to choose a buyer, but there may be important deal elements that have not been addressed
OCM Capital Partners acquires $440 million RIA
Thousand Oaks Financial will become part of One Capital Management, which is a subsidiary of Toronto's CI Financial
Securities class-action suits declined in first half
‘Core’ suits, which don’t involve M&A, totaled 117
Hightower takes stake in Private Vista
The Chicago-area registered investment adviser manages $1.5 billion in assets
Focus firm HoyleCohen to acquire Stellar Capital Management
The acquisition will add $400 million to the AUM of Focus Financial
Securities America warns of service slowdown as consolidation begins
Advisers are experiencing "longer than usual wait times," according to a memo
