Displaying 440 results
Trio managing $375 million at Merrill Lynch goes indie with Raymond James
Michael Topinka, Carl Boomhower and Daniel Tyburski set up shop in Wayne, New Jersey, as Topinka Financial.
Facing competition, Raymond James boosts recruiting bonus
COVID-19 and increased competition slowed down recruiting in 2020, according to CEO Paul Reilly. Now, the firm is beefing up compensation to advisers who are employees.
Tennessee bank program moves to Raymond James
FirstBank’s investment unit, with 17 advisers, had been affiliated with LPL Financial.
Trio managing $500 million at BB&T joins Raymond James
Chuck Crist, Chuck Gillingham and Ryan H. Jones are joining the firm's employee channel in St. Augustine, Florida.
Raymond James cut executive pay in 2020
The second half of fiscal 2020 was tough, the firm reported in its annual proxy statement; CEO Paul Reilly's total compensation fell almost 17% from the prior year and other top executives also saw their pay decline.
Billion-dollar Morgan Stanley team goes indie with Raymond James
Foursome creates Campbell Johnson McGiboney Wealth Advisors in Franklin, Tennessee
Merrill Lynch duo managing $200 million joins indie team
Patrick Fontana and Michael Dunham move to Raymond James affiliate in Dallas
Raymond James buys another boutique investment bank
The deal comes on the heels of the firm's announced purchase of a retirement plan shop
Morgan Stanley rep managing $658 million moves to Alex. Brown
Mark Pomerantz is joining the Raymond James unit in Los Angeles
Raymond James buys 401(k) plan provider NWPS
In an unusual move, a broker-dealer is picking up a plan administrator
Finra slaps reps who carried client information out the door
Two former wirehouse brokers run afoul of Reg S-P, according to Finra
Trio managing $417 million heads to Raymond James
The team moved from Geneos Wealth Management
Raymond James still ‘very pleased’ with recruiting in face of COVID-19
CEO Reilly also cites potential for strong recruiting gains in future quarters given pent-up demand among some wirehouse advisers
Finra denies J.P. Morgan effort to clamp down on breakaway brokers
Arbitrators also rebuffed brokers’ counterclaims of defamation and unfair competition
Adviser managing $220 million at UBS moves to Raymond James
Mark Parker is joining the firm's employee channel in Memphis, Tennessee
Adviser managing $300 million goes indie with Raymond James
Roark Head spins off his practice from Wedbush in Fairbanks, Alaska
RBC advisers managing $416 million move to Raymond James
Kirk Abrahamson and David Gray are joining the firm's employee unit in West Des Moines, Iowa
Four bank advisers managing $678 million affiliate with Raymond James
Scott Southerland, Jeff Cox, Mark Whitley and Josh Holby move to Pinnacle
Team managing $500 million at Wells Fargo moves to Alex. Brown
A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia
Team managing $1.2 billion at UBS joins Raymond James
The Overland Park, Kansas, trio will operate as MDS Advisors of Raymond James
