Displaying 156 results
Large LPL branch adds Raymond James as another choice
It's not clear what LPL thinks about Good Life Cos.' move and whether it has fully signed off on the firm adding Raymond James as a broker-dealer choice for its advisers.
Steward Partners expanding roster of RIA custodians
Opening its own broker-dealer gives the firm room to recruit advisers who don't hold RIA assets at Raymond James.
Mercer Advisors dumps ETrade custody for Raymond James
An aggregator with close to 50 deals since 2016, Mercer already had custody agreements with Schwab, TD Ameritrade, National Advisors Trust and Fidelity.
Raymond James’ recruiting reboot is working: Reilly
The financial services firm is back in the ballpark for pay packages to experienced, employee financial-adviser recruits, according to its CEO. Recruiting bonuses are typically in the form of a percentage of an adviser’s annual fees and commissions.
Tough week for Raymond James after tech outage
The data snafu hit just days after announcing major staff layoffs
Raymond James cutting 500 jobs
The layoffs focus on support staff and will not include financial advisers among the cuts
Wells Fargo loses $265 million adviser to Raymond James
Mark Lazar in suburban Salt Lake City moves to firm's employee unit.
Wells Fargo loses $375M team to Raymond James
Preston Covington III and team expand firm's coverage to Columbia, S.C.
Advisers managing $220 million in assets join Raymond James from UBS
Financial advisers managing $220 million in client assets joined Raymond James from UBS Financial Services.
Raymond James recruits adviser team with $220 million in assets from Wells Fargo
McCullough & Sparks Wealth Management opens office in Kenosha, Wis.
Finra fines Raymond James a record $17 million for failures in anti-money laundering program
The penalty is the regulator's largest ever relating to anti-money laundering compliance.
Raymond James wants advisers to focus on retirement planning
Hopes to move conversations more to lifestyle and goals rather than portfolios and dollars.
Recruiting slows for LPL, Raymond James in otherwise solid quarter
Recruiting slows for LPL, Raymond James in otherwise solid quarter as reps and advisers stay put to keep focus on clients amid stock market rally.
Regions back in the securities business with Cetera deal
After the sale of Morgan Keegan, bank inks deal with indie B-D to provide investment services to its customers.
Raymond James researches VA riders
Raymond James Financial Inc. of St. Petersburg, Fla., last month rolled out a series of research reports on variable annuity riders designed to help its reps sort through the confusing array of products.
