Displaying 156 results
Raymond James nabs $220 million Edward Jones rep
Jennifer Main joins Raymond James & Associates – the firm's employee advisory channel in Oskaloosa, Iowa.
Raymond James nabs Florida team managing $227 million
The Orlando-based advisers will operate as Signature Wealth Partners and will serve high-net-worth individuals, pre-retirees and corporate executives.
Raymond James nabs Wells Fargo trio managing $502 million
The Louisville, Kentucky-based team is joining the firm’s employee channel.
Raymond James nabs team managing $350 million
BBVA trio switches to SmartBank unit affiliated with firm’s bank channel.
Raymond James reels in $104 billion of net new client assets in 2021
For the 12 months ending in December, the firm reported net new asset growth of 11%, matching the growth seen by rival Morgan Stanley.
Citigroup rep managing $200 million moves to Alex. Brown
Fernando Campoo joins Miami office of Raymond James division.
Florida team managing $325 million joins Raymond James
The three advisers, who will operate as The HarborView Group in St. Petersburg, previously were affiliated with Morgan Stanley.
Kevin Ruth to lead private wealth at Raymond James
The former Fidelity executive will develop strategies for advisers serving high-net-worth clients.
Merrill Lynch settles ski resort claims for $4.5 million
The settlement stemmed from potential claims related to Merrill's "management and oversight" of brokerage accounts opened by the owner of Jay Peak, the failed Vermont ski resort.
Advisers managing $230 million join Raymond James in Florida
Truist and Cetera reps form team in Destin; Merrill Lynch rep switches in Aventura.
The advice industry went to Fat City in 2021
Despite last year’s riot at the Capitol and a variety of lethal Covid-19 variants, the broad stock market roared, which is always good news for financial advisers and their firms.
Four Idaho advisers managing $648 million join Raymond James
Employee unit adds two-person teams from Wells Fargo and UBS.
Reps managing $1.7 billion at Wells Fargo join Alex. Brown
A group of advisers based in Miami are moving to the Raymond James unit.
2 Raymond James execs stepping down from top posts
President John Carson is retiring at year-end, while Canadian head Paul Allison will become executive chairman.
Firm winners named for InvestmentNews annual Innovation Awards
The fifth annual awards recognize five firms for their innovative ideologies and inventive initiatives: Orion, Vanilla, Ethic, Raymond James and Miracle Mile Advisors.
Georgia teams managing $308 million join Raymond James
Two advisers from Truist and a trio from Merrill Lynch are moving to the firm's employee channel.
Raymond James faces compensation pressure
Raymond James was having to pay up to recruit advisers. Now, it's feeling the same pinch for employees.
Raymond James to acquire TriState Capital Holdings
The Pittsburgh-based financial firm specializes in securities-based loans.
Trio managing $500 million at Truist joins Raymond James
The three-person Truist team includes Charles Mintz, Timothy Gray and Wren Mintz, and is moving to the employee unit of Raymond James.
Raymond James sees boost to adviser recruiting
The company's success in 2021 in recruiting advisers comes at a delicate time as the financial advice industry tries to figure out the best way to return to the office amid the Covid-19 pandemic.
