Displaying 156 results
Alex. Brown head Haig Ariyan to leave July 15
Bill Seugling will head global wealth solutions at parent Raymond James. He will report to Scott Curtis, president of the Raymond James private client group.
Wells team managing $630 million goes indie with Raymond James
Four advisers in Columbia, South Carolina, form Vision Wealth Advisors.
One size does not fit all: Finding the right ESG investments for wealthy clients
The key is to ask the right questions to develop a custom strategy aligned with the client’s goals rather than making assumptions.
Janney duo managing $375 million moves to Alex. Brown
The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.
UBS duo managing $220 million moves to Raymond James
Mother-and-son team in Jacksonville, Florida, will operate as Taras Wealth Management of Raymond James.
Rep managing $464 million at Morgan Stanley joins Raymond James
Kevin Cooper heads Cooper Family Office Consulting of Raymond James in Boca Raton, Florida.
Merrill team managing $409 million joins Raymond James
The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.
Raymond James offers remote company administrative support
The program offers independent branch owners turnkey administrative support from experienced branch associates.
Raymond James rolls out new option for fee-only advisers
The firm’s Corporate Registered Investment Advisor model provides support and resources for independent adviser representatives who are exclusively fee-based.
InvestmentNews hosts fifth annual Diversity, Equity & Inclusion Awards
Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.
Raymond James adds $376 million Merrill adviser
Michael Anania formed The Anania Group of Raymond James in Dublin, Ohio, along with two staff members.
Raymond James adds $580 million Wells Fargo team
The four advisers will operate as Heberle Helm Ferguson Group in Monroeville, Pennsylvania.
Raymond James eyes interest rates, hits new high on adviser head count
'We should have significant upside from rising short-term interest rates,' said Paul Shoukry, the firm's chief financial officer.
Raymond James adds team that managed $340 million at Merrill
The four advisers will operate as Resolute Private Wealth in Forest, Virginia.
Edward Jones duo managing $327 million go indie with Raymond James
Keith Haller, Cory Shepard, who set up shop in Kirkland, Washington, are joining the firm’s independent adviser channel.
Edward Jones rep managing $135 million goes indie with Raymond James
Samuel Martin has set up his own firm, SJ Martin Wealth Management, in Beaufort, South Carolina.
Raymond James adds Wells duo managing $350 million
Houston-based advisers Brandon Glasscock and Mandy Haskell are joining the firm’s independent adviser channel.
Raymond James lands $220 million team from RBC
Father-and-son team of James and Christopher Domgard operate as Capital Private Wealth in Lincoln, Nebraska.
Edward Jones rep managing $156 million goes indie with Raymond James
Terry Estes joins Freedom Street Partners, a partnership of independent advisers affiliated with Raymond James Financial Services Inc.
Credit union managing $245 million goes to Raymond James
A solo adviser, along with seven staff members, runs the First Community Credit Union program in Houston, which had been affiliated with CUNA Brokerage Services.
