Displaying 249 results
Wealth Enhancement Group lands $502M powerhouse team
The national wealth firm is snapping up a hybrid RIA from Raymond James, establishing its fourth foothold in Maryland.
Alpha Capital taps industry vet as portfolio management lead
The outsourced family office, headquartered in Colorado, is welcoming an UHNW wealth advisor who managed more than $500M at Northern Trust.
Captrust M&A head Benton reveals departure plans
The four-decade veteran behind the firm's inorganic growth strategy is departing to start his own business.
Miracle Mile names new chief investment officer
The Los Angeles-based RIA’s latest hire will steer its investment research initiatives as the firm continues to court high-net-worth clients.
Florida RIA rolls out tax and accounting service
Graham Capital has a new sister firm, focused on bookkeeping and tax preparation, led by a professional with three decades of experience.
Former Northwestern Mutual advisor launches own RIA
California-based Greykasell Wealth Strategies provides planning services to high-net-worth individuals, families, and business owners.
Perigon snags $425M advisor group
The addition of Prudeo Partners, an asset management and planning practice based in Pennsylvania and South Carolina, brings Perigon's AUM to $6.9B.
Carson makes East Coast debut with strategic partnership
The wealth juggernaut gains key footholds with locations in two new markets
Known co-founder Molina Niño focuses on wealth gap
The investment advisory firm is highly diverse and will never need a DEI initiative, co-founder says
With $84 trillion wealth transfer coming, advisers should be licking their chops
Cerulli research shows mountains of wealth will be looking for a home over the next 20 years.
Significant progress made on advocacy priorities of our industry
While 2021 presented several challenges, there were also many positive legislative and regulatory developments over the course of the year.
SEC permanently bars RIA Michael Shillin over fraud
Obtains partial judgment against Wisconsin adviser; court will determine penalties later.
Seattle’s Laird Norton in second merger since 2020
The combination of Seattle-based Laird Norton and San Francisco-based Wetherby Asset Management creates a firm with $15 billion in client assets.
Planning for beyond the new year
If you want to grow and improve, you've almost certainly got to change. But embracing change is one of the hardest things you can do.
Big drop in retail broker-dealers since 2010: Cerulli
The tally is one more sign that there's increasingly little room in retail brokerage for small or midsize firms.
Northeast RIAs see growth bounce back in 2021
After a trying 2020, large Northeastern RIAs saw growth this year rebound to 8.8%. The InvestmentNews annual review of RIAs by region includes firms with $100 million or more in assets.
What Creative Planning’s deal for Lockton’s retirement unit means for RPAs
The transaction marks the first time a top-five RIA has acquired a top-five retirement plan adviser firm, which could send Creative Planning's rivals scrambling to find larger RPAs.
Military vets best served by those who have served
In the ultimate niche advisory strategy, veterans are stepping in to help current and former members of the military navigate the nuanced world of financial planning.
RIA Summit: Custodians see growth and a lot of work in future
Yes, the RIA industry is growing but it's getting more complex, too, say top industry leaders, including Schwab's Bernie Clark.
Will RIAs or RPAs benefit more as retirement, wealth converge at workplace?
RPA firms are selling at record profits, with deals flow expected to double in 2021, but it pales in comparison to the RIA market. So far, we have not seen any RIA aggregators, other than Captrust, show interest in the DC space.
