Displaying 256 results
Cerity Partners buys Blue Prairie Group to create $21 billion advisory firm
Blue Prairie's retirement plan business gives Cerity Partners an 'end-to-end' solution.
Dynasty Financial Partners moving headquarters to St. Pete, Fla.
The firm will maintain offices in New York, Chicago and San Francisco.
Emigrant Bank takes sole ownership of RIA consolidator Fiduciary Network
Privately held, family-owned bank completed deal to acquire remaining 25% stake it didn't already own in network that includes Evensky & Katz/Foldes Financial and Regent Atlantic.
SEC charges RIA and CEO with putting $19 million of client money into risky investments
Temenos Advisory Inc. and CEO George L. Taylor are also charged with pocketing hefty commissions and 'grossly overbilling' clients
Private-equity veterans build $2 billion advisory firm from scratch
Cresset Capital Management is adding a family office to its 1-year-old practice.
New York RIA to pay $8 million to SEC in settlement
Agency says deVere USA and two former managers failed to disclose conflicts
Serial RIA entrepreneur Peter Raimondi starts third firm
Dakota Wealth Management kicks off with $600 million in assets
RIA owners should know what their firm is worth, but many don’t get valuations
Getting a valuation from a third-party firm can be costly and complex.
Alt investments on the rise among RIAs
Advisers considering independence have new, high-tech options
Mercer Advisors acquiring its way to national family office status
PE-owned firm makes six deals in 13 months, pushing to $10B AUM
Advisory firm PagnatoKarp expands concierge services to smaller clients
Competitive pressures lead advisers to broaden their non-financial service offerings
The big succession planning questions RIAs need to answer immediately
Determine the fate and future of your business before the regulators force you to do so
Alan Moore, XY Planning Network
The RIA that Moore started at 25 was the inspiration for the XY Planning Network’s model of fee-for-service practices
Barry Ritholtz, Ritholtz Wealth Management
Ritholtz has been a leader in his use of social media, including his blog, the Big Picture, to promote his business
Think a good adviser is hard to find? You’re not alone
State Street survey finds investors want fees tied to performance and transparent advice
Merged Dallas, OKC firms rename, to expand regional footprint
Burns Advisory and Executive Financial are in final stages of integration after adopting a new name
