Displaying 255 results
Merchant takes minority stake in Baldwin Brothers
The private equity investor views RIAs as 'growth stocks'
Focus Financial reports higher net third-quarter income
The advisory firm partnership also reported a 4.7% revenue gain
Italian asset manager Azimut takes stake in Sanctuary
The investment will fuel Sanctuary’s plans to acquire more advisory firms
Eaton Vance completes takeover of $2.3 billion WaterOak
Assets of the Florida-based RIA were acquired by Eaton Vance Investment Counsel
Vestor Capital to acquire local RIA managing $209 million
Focus Financial arranged the transaction for Vestor, a partner firm
Advisers can’t always rely on market performance
Volatility is quickly becoming a way of life post-pandemic, and the rally of the past decade may be giving way to a new era of market turbulence
Buckingham acquires $782 million RIA
Portland, Oregon-based Confluence Wealth Management was founded in 2011
Adviser optimism rises for fourth quarter
Heading into Q4, advisers are feeling more confident about financial markets, their businesses and the overall economy
FBI charges missing radio show adviser with mail fraud
Christopher W. Burns allegedly defrauded hundreds of thousands of dollars from clients, according to the agency
Allworth Financial acquires $158 million Arizona RIA
Pathways Financial Partners is based in Tucson
SEC slaps former adviser with $4.24 million penalty
Paul Horton Smith Sr., who's awaiting trial, targeted California seniors in Ponzi scheme
Finding the clearest breakaway path toward independence
Experts weigh in on how and when it makes sense to go the RIA route
Canadian teachers become unlikely owners of US advisory firm
Allworth Financial entered growth mode under its previous private equity owners, landing 10 acquisitions in just three years
Hightower takes stake in $800 million Hart Financial Group
Austin, Texas-based hybrid has 12 employees, including five advisers
$1 billion RIA leaves Cambridge Investment Group
The Berger Financial Group has designs on stimulating growth through further acquisitions
Apella Capital acquires $489 million Washington RIA
The purchase of Vestory expands Apella’s footprint to the Pacific Northwest
SignatureFD appoints Heather Robertson Fortner CEO
Veteran of 17 years with $4 billion Atlanta RIA firm replaces Jeff Peller
Wealth Enhancement Group acquires $923 million RIA
10-15 Associates adds three offices to the firm's footprint in metro New York
Dynasty is closing 25-person office in New York
Firm is consolidating its operations in St. Petersburg, Florida
Radio show adviser reported missing ahead of SEC investigation
Christopher W. Burns allegedly fled the day before he was expected to hand over documents to the regulator
