Displaying 261 results
Why I chose Buckingham
I believe there are three broad trends that will determine the next stages in the evolution of financial planning in the years ahead
What firms need to know about M&A in today’s landscape
While the factors driving deals remain the same, the uncertainty could affect the number of deals near-term, and there's been a shift in the balance of negotiating power
3 Questions: Markets and music with Josh Brown
The CEO of Ritholtz Wealth Management talks about where markets are headed
Top 10 advice firms ranked by investor satisfaction in 2020
Advisory firms headed into this year’s market turmoil with happy customers, according to J.D. Power's latest survey of investors' satisfaction with their advisers
Communicate or get kicked to the curb
Communicate with your clients immediately, whether it's with a call, a text or an email – or face the consequences
SEC goes after barred Ohio adviser for violating order
Brandon Copeland created a new firm and failed to pay penalty
Captrust stays hungry with purchase of $5.5 billion advisory firm
The deal closed just ahead of the market downturn
Private equity firm takes stake in Beacon Pointe
The RIA also announced the acquisition of Ferrell Wealth Management
Team managing $450 million at Wells Fargo starts RIA
Brown Miller Wealth Management in McLean, Va., will use First Clearing for custody
David Canter says Fidelity is ready to compete with a Schwab-TD combo
The head of Fidelity's RIA business warns against underestimating the big private company's breadth and depth
Advisers say regulation will be biggest shaper of business
Other factors include changing client demographics and technology innovation, according to a new survey
InvestmentNews rolls out innovative new design
The magazine is also upgrading its user experience and adding to its management team
Wealth management in the 2020s
Last year highlighted many of the major trends of the past decade, which will continue to shape the industry in the decade to come
Wealth Enhancement Group acquires Joyn Advisors
The acquisition of the RIA adds $1.3 billion to the national firm’s $17 billion in AUM
Fed review could be a hurdle for Morgan Stanley-ETrade union
But little resistance to the deal is expected from regulators, policymakers
Rudy Adolf takes swipe at wirehouse brokerage after Morgan deal
Focus Financial CEO says Morgan Stanley's purchase of ETrade shows traditional brokerage model is broken
State regulators propose continuing education for investment adviser reps
NASAA wants to close the regulatory gap between IARs and other financial advice professionals
Fidelity forced to play defense against Schwab’s custody pledge
Custodian gets called out at the worst possible moment for imposing fees on RIAs that don't use its cash sweep accounts
SEC charges Criterion Wealth with fraud in real estate investments
The Santa Clarita, Calif.-based RIA and its two principals got kickbacks from fund managers
Schwab pledges to play nice with smaller RIAs
Ahead of its planned merger with TD, Schwab says it's committed to working with independent advisers
