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UBS Wealth Management

Displaying 333 results

Topic
  • News
  • February 19, 2020

Goldman loses $10 billion wealth teams to rival banks

One group of advisers is joining UBS while the other is reportedly moving to First Republic

Topic
  • News
  • January 21, 2020

UBS hires $10.8 billion team as net new client money in U.S. slides

The Swiss bank snags Wickham Cash Partners in Charlotte; reports $9 billion decline in net new money in Americas in Q4

Topic
  • News
  • January 13, 2020

UBS plans Miami office to work with Latin American firms

The Swiss bank is targeting billions of dollars managed by Latin American intermediaries booking assets in the U.S.

Topic
  • News
  • January 7, 2020

UBS wealth unit revamp gathers pace

The wirehouse plans to cut as many as 500 private banking jobs as it moves forward with its overhaul

Topic
  • News
  • December 18, 2019

UBS’ Angela Mwanza on 2020, setting client goals and more

The collapse of Lehman inspired the co-founder of UBS Group AG's Evergreen Wealth Management to find a purpose for wealth.

Topic
  • News
  • December 3, 2019

Finra arbitrators order UBS to pay female brokers $171,445

UBS considers low damages award an 'overwhelming rejection' of their claims.

Topic
  • News
  • December 2, 2019

UBS joins Credit Suisse in focus on lowest ranks of wealthy

Clients in Switzerland with between $500,000 and $5 million in assets will fall under a new coverage model that uses more tech, fewer human interactions, according to a memo

Topic
  • News
  • November 12, 2019

Fearing a market drop in 2020, wealthy increase cash levels

Twenty-five percent of average assets of rich investors are currently in cash, according to UBS Global Wealth Management survey

Topic
  • News
  • October 31, 2019

UBS looking to deploy fintech to reach mass affluent

Firm isn't alone in its quest to move down market through technology.

Topic
  • News
  • October 31, 2019

UBS looking to deploy fintech to reach mass affluent

Firm isn't alone in its quest to move down market through technology.

Topic
  • News
  • October 28, 2019

Ex-UBS star broker called a ‘bitch’ by her boss wins $1.6 million discrimination claim

Christine Carona was producing $2.1 million in revenue, but had a difficult working relationship with her branch manager.

Topic
  • News
  • October 28, 2019

Ex-UBS star broker called a ‘bitch’ by her boss wins $1.6 million discrimination claim

Christine Carona was producing $2.1 million in revenue, but had a difficult working relationship with her branch manager.

Topic
  • News
  • October 22, 2019

UBS eliminating SMA management fees

The company believes the move will help advisers compete for business.

Topic
  • News
  • October 15, 2019

UBS team managing $990 million moves to Raymond James

Four-advisor group in Bethesda, Md., joins firm's employee unit.

Topic
  • News
  • October 2, 2019

Finra censures, fines UBS $2 million over muni improprieties

Regulator says firm inaccuarately represented tax status of interest payments to clients.

Topic
  • News
  • October 2, 2019

Finra censures, fines UBS $2 million over muni improprieties

Regulator says firm inaccuarately represented tax status of interest payments to clients.

Topic

UBS ‘raid’ of Credit Suisse in U.S. prompts $9 million slap

Arbitration panel rules UBS did raid Credit Suisse employees.

Topic

UBS considering mergers to cope with European banking market malaise

But consolidation in Europe has proven challenging, with Deutsche Bank and Commerzbank breaking off talks earlier this year.

Topic
  • News
  • August 29, 2019

UBS reshuffles execs atop wealth management unit

Former Credit Suisse Group banker Iqbal Khan will replace wealth management co-head Martin Blessing

Topic

UBS shifts to underweight position on equities

Cites trade wars and political uncertainty as main reasons for downgrade.