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UBS loses 248 advisers in the Americas over past year
Meanwhile adviser annual productivity reaches new peak of $1.35 million.
Adviser finalists announced in 13th annual Invest in Others Awards
Fifteen advisers recognized for their work with nonprofits.
UBS hires advisers with $2 billion in client assets
The two advisers joined the firm in San Francisco and New York.
Wall Street is going RIA-ish
Big firms creating business models that kinda, sorta, look like an RIA for advisers.
Team managing $1.5 billion at UBS creates hybrid
Eleven-person Venture Visionary Partners is based in Toledo, Ohio
Finra bars former UBS rep involved in trading away investigation
Nicolas Barrios refused to take part in inquiry over private company he founded.
Goldman CFO eyes wealth management acquisitions in Europe
A buy would help it compete with UBS and Credit Suisse
Bob Oros of HighTower calls protocol exit ‘form over substance’
The move 'clarifies' where the RIA consolidator is heading, CEO says.
Wirehouses are losing the war for client assets
Firms like Schwab are raking in assets at a much faster clip than the big brokerages.
Wealthy US investors sitting on cash despite optimism in economy
UBS survey: Biggest worries were political environment, followed by national debt and health-care costs.
A new pay model: 300 advisers move, and the entire industry feels the shift
As some wirehouses hire more salaried advisers, speculation mounts that the traditional way of compensating brokers is being threatened.
Salary model exploited by rivals
235 individual advisers or teams with $61.5 billion in assets left a wirehouse in 2018 to work at another type of firm, InvestmentNews data show.
UBS adviser team managing $300 million goes indie with Raymond James
Lori Siegel and Robert Russo form Centrix Wealth Partners in Houston.
UBS places restrictions on new hires in effort to cut costs
Bank allows wealth management execs one new employee only if five are leaving.
UBS loses 166 advisers in its Americas unit over the past year
The company called it a challenging first quarter, with pretax profits for wealth management Americas declining 6%.
UBS merges two divisions in pursuit of ultra-rich clients
New venture will combine capital-markets teams across wealth management and the investment bank in the U.S., according to memo.
Female bankers take lead as financial companies target China’s wealthiest
Clients and banks say women bankers have the skills required by high-net worth clients
‘Whopper’ UBS broker sentenced to prison for Puerto Rico bond fraud
Jose Ramirez pleaded guilty to misusing credit lines to purchase securities.
UBS feels the pain from spooked billionaires
Hit to wealth from a difficult trading environment was already visible in the fourth quarter.
UBS escalates its pursuit of rich Americans with staff promotions
Bank names 96 managing directors in Americas, including 60 financial advisers, as it targets more billionaire clients.
