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No changes to compensation plan for UBS advisers in 2019
Wirehouse continues to back away from linking non-solicitation agreements to adviser bonuses.
Star broker, now at Morgan Stanley, alleges sexual discrimination at UBS
The complaint illustrates the persistence of such accusations among the nation's more than 600,000 securities brokers.
Stifel lands financial advisers from UBS, Merrill Lynch, Wells Fargo Advisors
The three financial advisers managed $520 million in client assets.
Former Wells Fargo broker could face 15 years in prison for embezzlement
Barred broker is charged with stealing more than $500,000 from the trust fund of two elderly clients.
SEC charges former UBS broker with $4 million scam
John Maccoll, who was fired from firm and barred by Finra, also faces criminal charges
Private banks are the new hedge funds
UBS wealth management arm offers structured notes that employ relative-value strategies, typically the domain of hedge funds.
Millennial heirs go to summer camp
Wealth managers host workshops for the offspring of rich clients to build their brands with the next generation.
UBS laying off dozens of wealth management staff
Move comes as bank revamps the unit's leadership team.
UBS wealth management profits up 16% in latest quarter
The company said the increase was due to revenue growth and improving operational efficiencies.
Wirehouses using digital advice technology to boost cross-selling
With budgeting apps, account aggregation and integration with banking business, new apps give large firms the chance to increase wallet share.
SigFig raises another $50 million in venture capital
With successful partnerships with big names like Wells Fargo and UBS, why is the robo still raising money?
Advisers with billions in AUM leaving Wall Street
Merrill Lynch has seen two teams exit recently, each with more than $4 billion in client assets.
UBS latest to make push for young, diverse advisers
Wirehouse creates two new training programs and brings in a firm to help it find ethnically diverse candidates.
UBS wins $9.7 million Finra award
Brokerage recoups settlement costs from a lawsuit filed by the ex-wife of a former client.
UBS to pay ex-broker $381,000 in spat over loan
Wilson Dennis Colberg-Trigo awarded $1.2 million, but owes $854,000.
UBS whistleblower told he doesn’t get protection from firing
Craig Price's testimony to Finra about a colleague's behavior doesn't qualify for Dodd-Frank shield, court says
UBS snags Wells Fargo vet for wealth management exec role
Heather Crist departs Wells Fargo after 28 years
UBS continues to cut loans to recruits, while increasing compensation to brokers
The wirehouse reduced recruitment loans 20% and increased bonus loans 68% in the first quarter.
UBS, broker to pay $805,000 in Finra award
Arbitration award of $805,000 just the latest in a series of payments Michael James Keane had to pony up to settle customer complaints.
UBS reels in $30 billion J.P. Morgan team focused on Mexico
The five-member team will be based in Miami, Houston and New York.
