Displaying 181 results
LPL welcomes $250M team from UBS in Austin, Texas
New indie wealth firm is named for a local landmark.
Former UBS leader becomes new CEO at Advisor Credit Exchange
Co-founder Peter Stanton remains with the firm as strategic advisor.
Beacon Pointe adds $2 billion team from UBS
Russell Crow and William Diehl head the Dallas-based group.
UBS joins Chinese lenders drawn into $2B money laundering probe
Alleged gambling ring arrests have sparked police investigation into where the profits were stored.
UBS nabs two teams from Bernstein Private Wealth
The teams, both in Philadelphia, collectively manage $1.7 billion in assets.
Former $200M UBS team joins Snowden Lane Partners
The hybrid firm has added $4B in client assets in the past two years.
RBC recruits UBS team overseeing $1B in client assets
Leawood, Kansas-based Total Wealth Management has seven staffers.
UBS wants court to erase $1.9B asset-hiding fine
The asset manager is appealing its conviction for helping wealthy clients with cross-border cash moves.
UBS hires trading veteran for US execution hub
The unit helps asset managers and hedge funds outsource trading desks.
UBS advisor managing $435M moves to RBC Wealth Management
Marin County, California-based Brian Wells has 25 years of experience.
UBS to set out US growth plan, but not until early 2024
Diversified revenue streams and Credit Suisse integration are key components.
UBS plans cost cuts after $29B Credit Suisse windfall
The firm is targeting 3,000 domestic job cuts and more than $10 billion in cost savings.
UBS just smashed JPMorgan’s record for quarterly bank profit
Global firm's wealth management unit was among its star performers.
Four major banks settle stock-lending suit
Pension funds led by the Iowa Public Employees' Retirement System brought an antitrust action related to the banks' control of the market for stock loans used for hedging and short selling.
RBC snags giant $5.5 billion team from UBS in Atlanta
The ESOP Group, founded in 1989, specializes in working with business owners on the sale of their businesses.
Back-to-school season has advisors talking tuition strategies
Advisors reveal how they teach parent clients a lesson or two about tax-efficient ways to pay tuition bills.
UBS to pay $1.4B to settle mortgage-backed securities case
The case is one of the firm's longest-running legal issues, dating back to 2006 and 2007.
UBS reaches $1.44B settlement in DOJ mortgage-bond case
The case, which dates back to 2006 and 2007, relates to the issuance, underwriting and sale of the securities.
UBS faces new class action
Even as the bank removes Credit Suisse nameplates, more legal storm clouds roll in.
RBC Wealth lures $1.1B advisory team from UBS to expand presence in Ohio
The addition of James Ford & Duble Wealth Partners grows RBC's footprint in the Great Lakes region.
