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UBS plans up to $1B in buybacks this year
The wirehouse posted its second straight quarterly loss, with pretax profit at the wealth management unit well below estimates.
UBS advisor jumps to Raymond James
The firm welcomes an industry veteran with $165 million in assets and nearly 40 years of experience.
Advisors not done with alternatives despite bull run
The run-up in stocks raises the question of whether advisors should start reducing their stakes in those illiquid alternatives that once provided them safe harbor.
UBS recruits $1.6B team of eight from Merrill Lynch
The ultra-high-net-worth-focused team joins UBS in Northbrook, Illinois.
UBS lands $2B team from Merrill Lynch
New York City-based GKB & Associates includes five advisors.
Rockefeller continues roll in hiring advisors as 2024 kicks off
Rockefeller Capital's broker-dealer has seen a net gain of 271 financial advisors since 2020.
Wirehouses to continue bleeding advisors in 2024
As the migration to independent broker-dealers and RIAs continues, concerns about the Big Four’s compensation plans may be contributing to the outflow.
UBS is expanding its China onshore wealth business
Despite tough conditions in the region, the wealth and asset manager sees potential.
‘To stand out, I needed to innovate’
Katz moved beyond cold calls to cultivate relationships with influential figures like sports agents and estate attorneys, thus broadening his network significantly.
Raymond James nabs two wirehouse advisors in South Florida
Pam Mitchell joins from UBS in Naples and Vijay Baxter from Morgan Stanley in Aventura.
UBS is latest firm OK’d by NFL players union
More than two decades old, the NFLPA's registered player financial advisor program for years was limited to individual financial advisors.
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS
Report focused on the last year highlights the impact of the Great Wealth Transfer.
UBS chair warns about bubble in private credit
Colm Kelleher joins other executives and regulators warning of growing risks in the booming market.
Independent advisory firm launches in Massachusetts with $650m in assets
Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.
UBS adds to wealth management ranks
Connecticut team joins with $700 million.
Big aggressive rate cuts coming within months, say UBS, Morgan Stanley
Goldman Sachs? Not so much.
UBS is selling AT1 bonds with attractive yields
The securities will boost the banking group's capital buffer and aims to restore confidence.
$30 billion up for grabs as major bank dumps part of HNW portfolio
Who doesn’t want more clients? Well, this wealth management unit for one.
UBS wins back Credit Suisse clients
The bank saw stronger-than-expected client inflows of $22 billion in its wealth management business, including $3 billion at Credit Suisse's unit.
UBS wants to shed $5B in wealthy clients’ assets
The firm is picking the bits of Credit Suisse it does and does not want.
