Todd Rosel and Larry D. Smith oversee $310 million in assets and are combining their practices to form a new firm, Integrity Wealth Advisor Group.
Marc Greenberg most recently worked at Blend, a white-label fintech that banks use to build consumer-facing digital products.
If you’re a fiduciary, the better you are at subtle persuasion, the better off your clients will be.
Emotionally engaging experiences will inspire interns to continue in the financial advisory profession.
While some advisors choose to sell their practices and retire, others wish to remain for a specific time and work for the new owners.
The multicustodial open architecture platform promises to connect the various applications advisors use to service clients.
BondGPT, which uses OpenAI technology to help power its bond analytics, will help traders find more liquid bonds at a better price.
InvestmentNews used Bureau of Labor Statistics data to calculate future demand for advisors and identify metropolitan areas that will need a substantial number of new advisors.
Both CellTrust and ionLake provide compliant text messaging and archiving for advisors. CellTrust accused ionLake of violating its patents, but the jury disagreed.
The independent broker-dealer is developing different channel strategies as part of its rebranding, and RIAs are a big part of that.
The lawsuit seeks $150 million in damages from the radio host over ads for a timeshare exit business that listeners say failed to extricate them from timeshare contracts.
Miami-based Eva Marina Ovejero has more than two decades of experience.
Amy Lawrence is launching Gorilla Investments Co. in Miami.
Having more people know what you can do for them rather than what they can do for you could be a route to growth that suits many advisors.
A report from the Sustainable Investment Institute shows a 76% uptick this year in shareholder resolutions asking companies to undo their work on diversity, equity and inclusion, and other issues.
Park Avenue Securities fell short in its supervision of a rep who helped operate a cannabis business, the regulator says.
Barry Simmons is at least the third senior wealth management executive Wells Fargo has hired in the last few years from JPMorgan.
Kristie Edling-Day will oversee digital experience for advisors, while Nitesah Ambastha will lead technology for investors.
Banks' interest is growing in the evolving technology of artificial intelligence and its likely impact on their business.
Protecting investors from fraudulent, misleading or otherwise problematic electronic communications seems to be of the utmost importance to regulators.
