The 25-year industry veteran and managing partner of Merchant Investment Management works extensively with RIAs.
More than 40% of women believe the US is currently in a financial crisis, with another 24% believing that it is nearing one, according to a Nationwide survey.
The expansion of the map over the last five years shows the innovation that's occurring in the fintech sector and the many choices available to advisors.
Ameriprise jumped into the bank broker market in 2017 when it acquired Investment Professionals Inc.
Ralph Hamers received $13 million for his second full year in the job while the overall bonus pool for the rest of the firm was cut 10% to $3.3 billion.
Plus, BetaNXT acquires Mediant Communications, Advisor360 hires a tech executive from Amazon Web Services, and InvestCloud innovates asset management distribution.
As a management tool, compassion is hard to execute and easy to love.
Over the next month, thousands of financial advisors will travel to Florida to learn about the latest technology and how it can improve their practice.
Investors can now buy and sell stocks and fractional shares with zero trading commissions, marking a shift from the company's previous emphasis on the value of passive investing.
The regulator releases an update to an exam sweep probing how member firms tout themselves on social media.
LPL's disclosure follows a crackdown by US regulators on financial firms' failure to monitor employee communications on messaging apps.
As an advisor's client base grows, more of their time is spent servicing existing clients, which leaves little time for finding new ones.
Michigan-based Innovia Wealth concentrates on entrepreneurs who are on the brink of striking it rich.
FutureAdvisor joins a growing roster of robo-advisors that have closed up shop, including RobustWealth and Motif Investing.
Su, who would become the first Asian American Cabinet secretary in Biden’s administration, would replace Marty Walsh.
An integration with Redtail Speak, a compliant texting service, is just the beginning of the company's plans to bring artificial intelligence into its technology.
For the last six years, Lindsay Hans has headed Merrill's Northeast and Mid Atlantic Divisions. She succeeds Don Plaus, who's retiring.
Some cities have far higher ratios of personal financial advisors to adult inhabitants than others.
Plus, Holistiplan goes to college, AIMR Analytics releases advisor comparison tool, and GW&K selects PureFacts.
TIAA announced the hiring of Shamila Rajaratnam from the Vanguard Group and Jim Mullery from Prudential to round out its retirement solutions leadership team.
