Julian Lopez will focus on LPL's relationships with independent advisors.
The turnkey asset management and technology provider brought in $456 million in revenue last year, up 20% year-over-year.
Financial advisors can play an active role in the success of student athletes with name, image and likeness deals, but they need to speak the language of their young clients.
Dynasty has acquired a minority stake in BridgeFT and appointed its chief technology officer, Frank Coates, to serve on the fintech’s board.
The artificial intelligence software, which became an internet phenomenon in recent months, generates text, images and other media in response to a short prompt.
Allocations to cash helped Schwab's robo post the second-best one-year trailing performance, according to a new report from Condor Capital.
The SEC and the CFTC are looking at the bank's retention of employee communications related to the use of unapproved messaging apps, it disclosed in a filing.
The service aims to help RIAs and breakaways with organizational structure, compensation and entity design.
Clients are being advised to build up their cash positions, reduce equity risk and load up on high-quality fixed income.
Laidlaw & Co., with eight branch offices and 75 registered reps, was fined $200,000, according to Finra.
What the numbers say about advisory jobs in a potential downturn, according to an InvestmentNews Research analysis of Bureau of Labor Statistics data.
As long as wealth management firms can continue to attract and retain knowledgeable and empathetic individuals, financial advisors should always have a job.
Perfection is impossible for a data migration of this magnitude, but Schwab’s leadership is ready to tackle any technical hiccups on the field.
Two types of worrisome trends emerge in the app landscape that financial advisors must watch out for.
Survey suggests Americans would embrace AI investing; plus news on Facet and Interactive Brokers.
A relatively smoother ride in the financial markets this year should allow advisors and their clients to breathe a sigh of relief.
South Dakota-based Reinke Gray Wealth Management is the first to join NewEdge using the new model.
The digital record keeper is now administering ABLE programs for 20 states.
The month's highlights include Elements adding $5 million more in funding, TradingFront shutting down and Zoe Financial launching a TAMP for advisers in its lead generation network.
Many Black Americans have been smarter about planning for retirement than most studies indicate.
