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Building traffic to BrokerCheck
The question for Finra: How deep is their resolve to make BrokerCheck as popular as services like Yelp, TripAdvisor or Angie's List?
Raymond James won’t launch robo-adviser to compete with independents
As the financial services industry jockeys for position in the fast-evolving world of robo-advice, Raymond James has put a stake in the ground, saying that it will not launch a robo-platform that competes with its affiliated financial advisers.
Market volatility fails to dent investors’ attraction to robo-advisers
The summertime spike in market volatility failed to dent investors' willingness to invest — or invest more of — their assets with robo-advisers.
Comparing CRM systems: Breaking down the details
A simple collation of the tools and features of adviser-facing CRMs.
Sallie Krawcheck announces funding for launch of women-focused robo-adviser
Concept of gender-specific automated investment service takes off with the second of its kind just a month after the first launched.
How independent broker-dealers are utilizing technology today
A snapshot of the technological spending and usage in the IBD channel
Managing the convergence of compliance and technology
A common thread across technology-driven breaches is the failure of firms to establish and enforce policies and procedures.
Robo-advisers not the end-all in financial technology
Other digital platforms that advisers should also have on their radar screens handle functions other than investing.
Now is the time to evolve your firm’s technology
To remain competitive in the years ahead, advisers shouldn't be playing catch-up to disruptors.
6 ways advisers can benefit from the avalanche of technology advancement
Don't underestimate the impact digital technology can have on the advice industry.
4 critical elements of every great adviser website
If your website doesn't measure up, prospects will be encouraged to move on, perhaps to a competitor
Financial Engines to offer more access to human advisers
The 'original robo' bends to customer pressure to offer a hybrid advice product.
Collaboration can result in great accomplishments in adviser technology
Refreshing reminder on the industry's collaborative power at the Fuse conference
How to talk to your clients about a tech crisis at your firm
Handled incorrectly, a technology failure can undo the brand goodwill RIAs spend years cultivating.
Risk-focused robo comes out with a consumer version
Digital advice platform reacts to market volatility, automatically shifting investor assets into stocks or bonds depending on risk tolerance.
Down to the details: Financial planning software
As industry switches from asset allocation to holistic advice, advisers face a number of choices in software.
Direct-to-consumer robo-advisers that don’t expand their business model face long-term head winds
Skeptics say the automated investment services that choose to exclusively target retail investors are finding some success, for now, but won't for too much longer.
Wells Fargo Advisors chief: Clients expect a more digital experience
Clients are looking for a more digital experience in an increasingly digital world, but the advice industry hasn't kept pace with the times, according to Mary Mack, president and head of Wells Fargo Advisors.
How to make sure your firm’s data is secure in the event of an outage
Don't wait for disaster to strike — be proactive in establishing a business continuity plan and protocols to secure your data
When it comes to Twitter, keep messages short and to the point
Talk of adding more characters to tweets is nice, but advisers should be wary.
