Dawn J. Bennett barred from industry; ordered to pay $4 million in fines, disgorgement
SEC ruling includes a civil penalty of $600,000 for Ms. Bennett and $2.9 million for Bennett Group.
The Securities and Exchange Commission late Monday barred Dawn J. Bennett from the securities industry for exaggerating her firm's assets under management and investment performance to drum up business from wealthy clients. The commission also ordered Ms. Bennett and her firm to pay more than $4 mil
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