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Osaic picks up almost $500M as two teams switch to AmeriFlex
A dozen advisors have been recruited to the firm across multiple states.
Steward Partners attracts ‘peachy’ $275M partner for its first Georgia offices
Expansion comes via two advisors who join from Wells Fargo.
6 unintended consequences of staying the course
While it may seem ‘safer’ to stay put, there are risks that many advisors are unaware of.
Husband and wife managing $260M join Raymond James from Edward Jones
Virginia-based advisors says it was a hard decision to switch after two decades.
Independent advisory firm launches in Massachusetts with $650m in assets
Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.
UBS adds to wealth management ranks
Connecticut team joins with $700 million.
Small town ‘mom and pop’ firm switches $220M practice to LPL Financial
Formerly with Commonwealth, the multigenerational team includes three advisors.
Snowden Lane addition brings total recruited assets this year to $1B
Former Merrill Lynch advisor is the latest to switch to the hybrid RIA.
Father-son duo joins LPL from Ameriprise
The team at Melville, New York-based Zambri Financial will move into the first Linsco office on Long Island.
Mariner Wealth Advisors adds new growth streams with $1.8B firm acquisition
The deal will extend the firm's outsource investment management capabilities.
Illinois advisor moves $230M practice to LPL from Wells Fargo
25-year industry veteran seeks greater autonomy for next stage of his career.
Hightower adds $2.5B high-net-worth focused firm to its list of 2023 acquisitions
The wealth manager has announced a strategic investment in the Florida RIA firm.
Team from United Planners jumps to LPL
Georgia-based GER Loftin Wealth Advisors oversees $225 million in client assets.
Five advisors managing $550M switch to LPL from Ameriprise
Ohio-based team has more than 115 years of combined industry experience.
Kestra PWS adds two teams with combined $850M AUM
The firm has expanded its presence in Pennsylvania and Utah.
More advisors are making the move to RIA, independent models
Cerulli projects the independent and hybrid RIA channels will control nearly one-third of intermediary asset market share by 2027.
Firm with $1.4B AUM marks milestone 70th deal for Captrust
Latest addition is also the seventh for the firm so far in 2023.
LPL welcomes $250M team from UBS in Austin, Texas
New indie wealth firm is named for a local landmark.
LPL’s Arnold eyes ‘opportunity’ created by Schwab integration of TD
LPL also hit with $40 million charge related to the SEC's ongoing investigation of electronic communications.
Baird adds $160M team to its Dallas wealth management office
Team of three join the firm’s network of more than 1,300 advisors.
