Displaying 572 results
Wirehouses to continue bleeding advisors in 2024
As the migration to independent broker-dealers and RIAs continues, concerns about the Big Four’s compensation plans may be contributing to the outflow.
Diversify launches wealth management partner platform with three RIAs
New offering is for advisors seeking the next step of their career.
Envestnet co-founder Crager to step down as CEO
Bill Crager has led the firm since 2019, and his departure follows more than a year of significant developments at the fintech.
RBC nabs $610M team from Truist
The Cypress Group will operate out of RBC’s office in Wilmington, North Carolina.
LPL nabs $260M advisor from PNC
Zachary Fiandt will align with Financial Partners Inc.
Kestra PWS attracts $181M breakaway team in Texas
Flexibility cited as key reason to shift from the wirehouse model.
LPL welcomes $200M advisor team in upstate New York
Firm shifts affiliation from Osaic network's Triad Advisors.
Exencial Wealth Advisors signs up $500 million firm
Deal strengthens independent’s presence in Texas.
Savvy Advisors hires former $425M Empower team leader as principal wealth manager
It's the firm's seventh hire in the second half of 2023.
Advisor team leaves Ameriprise for LPL Financial
Elsewhere, Raymond James nabs Edward Jones talent.
Snowden Lane opens 15th office as advisor duo launch firm in Florida
It's the second Snowden Lane office in the state, topping off a strong growth year.
Tax-focused advisor says ‘most’ broker-dealers ‘don’t understand’ his business
$100M California-based team switches to Avantax from Crown Capital Securities.
Arkadios adds two firms from Triad
Atlanta-based Peachtree Wealth Advisors and Arizona-based RBG Capital have combined assets totaling more than $600 million.
Firm takes $1.2 billion practice to Carson Group
President says cutting-edge technology and resources were a big draw.
Atria Wealth attracts $350M firm from Osaic’s Securities America
New affiliate offers employers retirement plans and investments in multiple states.
LPL adds $130M team from Securities America
Fairfield, Connecticut-based Oak Tree Financial Group has three advisors.
LPL lands advisor managing $165M at Cetera
New Jersey-based Frank Cangelosi will align with Gladstone Wealth Partners.
Former senior banker at JPMorgan among four recruits joining UBS
Firm adds advisors in Florida, Missouri, and Mississippi.
Raymond James nabs two wirehouse advisors in South Florida
Pam Mitchell joins from UBS in Naples and Vijay Baxter from Morgan Stanley in Aventura.
DFPG Investments launches Diversify Advisor Network with affiliate model to come
The firm has recruited three new advisor teams to take AUM to $5.8 billion.
