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DFPG Investments launches Diversify Advisor Network with affiliate model to come
The firm has recruited three new advisor teams to take AUM to $5.8 billion.
Giant RIAs in old-fashioned donnybrook for advisors and clients
Edelman Financial Engines is suing Mariner Wealth Advisors, alleging that Mariner is poaching its clients and running Edelman out of business.
Former Citi veteran joins Snowden Lane for HNW-focused practice
Experienced advisor team in Florida follows recent expansion in Colorado.
Raymond James nabs California advisor from Morgan Stanley
Jeffrey Olsen oversees nearly $200 million, operating as Olsen Wealth Management.
Holistic wealth management starts with transition services
Attending to advisor well-being, starting with onboarding, helps advisors weather the inevitable storms that come with managing other people’s money in an unpredictable world.
LaSalle St. attracts $550M team with 50-year history to its network
Firm operating across five states switches from Western International.
$3B San Diego-based firm joins Commonwealth
Mammini Co. focuses on working with labor unions and corporate retirement plan sponsors.
Trio overseeing $150M at Ameriprise jumps to LPL
The team, which is rebranding as Momentum Wealth, is based in The Villages, Florida.
Q3 advisor moves down 18.9% from year before
The recruiting data show advisors' preference for operating under independent models.
Osaic picks up almost $500M as two teams switch to AmeriFlex
A dozen advisors have been recruited to the firm across multiple states.
Steward Partners attracts ‘peachy’ $275M partner for its first Georgia offices
Expansion comes via two advisors who join from Wells Fargo.
6 unintended consequences of staying the course
While it may seem ‘safer’ to stay put, there are risks that many advisors are unaware of.
Husband and wife managing $260M join Raymond James from Edward Jones
Virginia-based advisors says it was a hard decision to switch after two decades.
Independent advisory firm launches in Massachusetts with $650m in assets
Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.
UBS adds to wealth management ranks
Connecticut team joins with $700 million.
Small town ‘mom and pop’ firm switches $220M practice to LPL Financial
Formerly with Commonwealth, the multigenerational team includes three advisors.
Snowden Lane addition brings total recruited assets this year to $1B
Former Merrill Lynch advisor is the latest to switch to the hybrid RIA.
Father-son duo joins LPL from Ameriprise
The team at Melville, New York-based Zambri Financial will move into the first Linsco office on Long Island.
Mariner Wealth Advisors adds new growth streams with $1.8B firm acquisition
The deal will extend the firm's outsource investment management capabilities.
Illinois advisor moves $230M practice to LPL from Wells Fargo
25-year industry veteran seeks greater autonomy for next stage of his career.
