Displaying 584 results
Mother-son team joins Equitable Advisors from Cetera
The Marlton, New Jersey-based pair operate Schwartz Financial Services and oversee $175 million in assets.
LPL’s employee channel gains $200M Stifel advisor to launch new office
Advisor and client services associate are focused on complex needs of HNW clients.
Focus Financial announces retirement of founder Rudy Adolf
Dan Glaser, the chairman of the company's board, has been appointed interim CEO, effective immediately.
DA Davidson picks up $1B AUM team from Truist for new office
Wilmington becomes the firm’s fourth location in North Carolina.
Raymond James adds $287M AUM wirehouse team in Guam
Two advisors join the firm's employee advisor channel.
Merrill team overseeing $1.37B jumps to RBC
The Miami-based Ruccio Group focuses on ultra-high-net-worth clients.
Dan Wiener steps back from the $15B RIA he co-founded
A focus on Vanguard led to a long-running independent newsletter and then a successful RIA.
Recession not likely, says Morgan Stanley’s Gorman
'If ... you've got a client sitting on a lot of cash earning zero, I would hope you're telling them to put it into Treasuries or something,' Gorman said.
Beacon Pointe adds $2 billion team from UBS
Russell Crow and William Diehl head the Dallas-based group.
Horse racing principles guide $265M team to independence with LPL
The independent firm operates in Pennsylvania and New Hampshire.
North Carolina advisor takes $140M practice to Raymond James
The advisor joins the firm's independent channel from Edward Jones.
Advisors prefer independent business models, Fidelity finds
Firm launches Independence Hub to help educate those advisors making the transition to independence.
Wells Fargo advisors jumping internally — to FiNet
'The bank is trying to keep advisors who would have left anyway and keep revenue in house,' one recruiter notes.
LPL nabs $265M team from Cadaret Grant
New Jersey-based Infinity Wealth Group was founded in 1992 by Robert Doran.
RBC Wealth adds $450M wirehouse team in Philadelphia
Four advisors and two client associates have made the move.
Celebrated $1.9B wirehouse team launches independent RIA firm
The team comprises three advisors with history of industry recognition.
Steward Partners picks up $170M team in Florida from Hightower
It's the first team to join the firm’s RIA-only IAR offering.
Merrill advisors managing $390M jump to LPL Financial
The Fresno, California-based pair of advisors make the 50th team to join LPL’s Linsco channel.
Cetera affiliate Totus Wealth Management adds $327M team
The advisors come from MML Investors Services and Capstone Financial.
LPL nabs team managing $900M at RBC
The four advisors are launching Sides Wealth Advisory Group in York, Pennsylvania.
