Bruce Kelly

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Bruce Kelly
Displaying 3266 results
Air Force veteran-turned-adviser clashes with First Command
INDEPENDENT BROKER DEALERS APR 04, 2019
Air Force veteran-turned-adviser clashes with First Command

Adviser seeks $10 million in damages in dispute over copyrighted sales materials.

Fintech has opportunity to hire diverse workforce
FINTECH APR 02, 2019
Fintech has opportunity to hire diverse workforce

Startups more likely than established firms to tackle diversity.

Wells Fargo taps company veteran as interim head of wealth management
WIREHOUSES MAR 25, 2019
Wells Fargo taps company veteran as interim head of wealth management

Tim Traudt replaces Jay Welker at the start of next month.

Voya Financial Advisors exposes more sensitive adviser information on its website
FINTECH MAR 22, 2019
Voya Financial Advisors exposes more sensitive adviser information on its website

List of top advisers at the firm comes after Social Security numbers were put at risk.

Brian Block continues his legal fight to stay out of prison
ALTERNATIVES MAR 21, 2019
Brian Block continues his legal fight to stay out of prison

A judge denied Mr. Block's motion for a new trial, but he wants another day in court.

Securities America hit with lawsuit seeking $18 million in damages
REGULATION AND LEGISLATION MAR 21, 2019
Securities America hit with lawsuit seeking $18 million in damages

Firm is dealing with the fallout from a rogue broker it fired a year ago.

Wells Fargo could be putting more of its focus on wealth management
PRACTICE MANAGEMENT MAR 20, 2019
Wells Fargo could be putting more of its focus on wealth management

Speculation is mounting that the bank is dumping some lines of business to focus on just a few areas, including financial advice.

Blucora to buy another broker-dealer with tax-focused advisers
INDEPENDENT BROKER DEALERS MAR 19, 2019
Blucora to buy another broker-dealer with tax-focused advisers

Blucora is paying $180 million in stock for 1st Global, with 850 advisers.

LPL's record recruiting year came with a cost — signing bonuses skyrocketed in 2018
INDEPENDENT BROKER DEALERS MAR 15, 2019
LPL's record recruiting year came with a cost — signing bonuses skyrocketed in 2018

The independent broker-dealer had $233.3 million in recruiting loans on its books, a 46% increase over 2017.

Ameriprise getting ready to launch its bank
RIA NEWS MAR 14, 2019
Ameriprise getting ready to launch its bank

Firm's advisers will soon have access to lending products such as mortgages.