Speaking Engagements

Listen to our highly-rated presentations at these industry conferences.

Upcoming Presentations

August 22-24, 2012 – SII Investments Annual Conference, Las Vegas, NV: Session 1: Succession Planning and Session 2: Managing Staff Growth

September 19-21, 2012 – NPH’s Network of Women Conference, Phoenix, AZ: Session 1: Succession Planning Advisor Panel and Session 2: Managing Staff Growth

Past Presentations

June 1, 2012 – American Portfolios Leadership Event, Key Biscayne, FL: Succession Planning in 2012

May 25, 2012 – National Advisors Trust Conference, Washington, DC: Succession Planning

April 26, 2012 – Peak Advisor Alliance Spring Excell Meeting, Orlando, FL: Managing Staff Growth – When & How to Make Your Next Hire

March 2, 2012 – Shareholders Service Group Conference, San Diego, CA: Managing Staff Growth – When & How to Make Your Next Hire

March 1, 2012 – Financial Communications Society, Chicago, IL: Marketing to RIA’s: Getting Noticed Amid the Noise

October 27, 2011 – TD Ameritrade Institutional Fall Regional Conference, Washington DC: Tech Talk – The Latest Trends in Technology

October 2011 – 2011 IN Adviser Solutions Compensation & Staffing Workshops, Chicago, Philadelphia & San Franciso: Elements of Compensation Design

October 2011 – 2011 IN Adviser Solutions Compensation & Staffing Workshops, Chicago, Philadelphia & San Franciso: Creating an Effective Incentive Compensation Plan

May 3, 2011 – Toronto CFA Society Annual Wealth Management Conference, Toronto, ON: Best Practices for Advisory Firms

April 27, 2011 – National Advisors Trust Conference, San Francisco, CA: Results from the
Investment News/Moss Adams Studies on Financial Performance & Technology

March 23, 2011 – Guest Lecturer at Golden Gate University, San Francisco, CA: Highlights & Best Practices of the 2010 Financial Performance Study and 2011 RIA Technology Study

March 5, 2011 – FPA Business Solutions, Cambridge, MA: Key Insights from Recent Industry Benchmarking Studies

March 3, 2011 – FPA Business Solutions, Cambridge, MA: Preliminary Results of the 2011 InvestmentNews RIA Technology Study

February 3, 2011 – TD Ameritrade Institutional National Conference, San Diego, CA: Instilling an Ownership Mindset

November 2010 – 2010 IN Adviser Solutions Financial Performance Workshops, Chicago, San Franciso & New York: Leveraging Your Human Capital to Enhance Productivity

November 9, 2010 – NYSSA Wealth Management Summit, New York, NY: Highlights & Best Practices from the 2010 InvestmentNews/Moss Adams Financial Performance Study of Advisory Firms

October 13, 2010 – Trust Company of America National Conference, Denver, CO: Key Findings from the 2010 InvestmentNews/Moss Adams Financial Performance Study of Advisory Firms

September 20, 2010 – TD Ameritrade Institutional Fall Regional Conference, San Francisco, CA: Lean and Focused Firms Come Out On Top: A Close Look at the Key Characteristics of Top-Performing Firms