With only two months left in the year, there are some tax strategies advisers should consider to reduce their clients' tax bills.
Hit this year could be big as many client portfolios are down and funds project steep distributions.
The firm explains its aggressive M&A strategy and shares its objectives for its newest subsidiary.
Stifel Financial agreed to buy Barclays Plc's U.S. wealth-management business, which has about 180 financial advisers in the U.S. managing $56 billion in total client assets.
Plus, what to expect in 2016 from the SEC on a fiduciary rule and the Labor Department regarding a conflicts rule.
SEC chief says “if at the end of the day, you are depriving retail investors of reliable, reasonably priced advice, you will not have succeeded."
Sen. Elizabeth Warren, D-Mass., introduced legislation paying $581 to each person receiving retirement benefits to offset no cost of living adjustment in 2016.
The rich have greater ability to leverage their incomes to buy homes, cars and merchandise.
These cities had the highest gross metropolitan product per resident, according to data from the U.S. Bureau of Economic Analysis.
Led by major firms, assets under management forecast to reach $489B by 2020, Cerulli says.
Latest letter threatens to slow the rule-making process while time runs down on the current administration.
The ETF “heavyweights” are the ones to watch for a possible platform, according to Silver Lane Advisors.
At a House subcommittee hearing, legislators grilled David Grim, director of the SEC's Division of Investment Management, about the timing of a potential rule.
When it comes to 401(k) plans, people want to talk to people.
$909 million raised is almost as much as the $1.04 billion the firm raised all of last year.
Professionals split on whether this event warrants client communiqués.
Two financial planning software firms plan to give advisers option to offload nitty-gritty to clients.
In ultimate Big Brother fashion, Google will analyze your emails — both inbound and outbound.
<i>Breakfast with Benjamin</i>: Susan Elizabeth Walker was sentenced to more than seven years in prison for taking over $1 million from clients' accounts.
Manager is hoping to garner assets in a crowded market through a strategy targeting the stability of investors' retirement income stream.
