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Why advisors may be falling short of clients' planning expectations
PRACTICE MANAGEMENT JAN 29, 2025
Why advisors may be falling short of clients' planning expectations

Cerulli research reveals over half of households value a written financial plan, but just 25 percent of advisor practices meet the standard for comprehensive planning.

Dynasty welcomes ex-Goldman Sachs team in Washington, DC
RIAS JAN 29, 2025
Dynasty welcomes ex-Goldman Sachs team in Washington, DC

The breakaway advisor team is making a return to independence with the launch of their own RIA firm through the Dynasty network.

$1B Salient Wealth Planning Group joins LPL from Osaic
BROKER DEALERS JAN 29, 2025
$1B Salient Wealth Planning Group joins LPL from Osaic

The broker-dealer titan is expanding its footprint in the West Coast with a veteran-founded high-net-worth practice.

Sequoia secures first stake in Minnesota with $3.8B Carlson Capital Management
RIAS JAN 29, 2025
Sequoia secures first stake in Minnesota with $3.8B Carlson Capital Management

The acquisition, which represents its largest by number of employees, further enhances the $22.6 billion RIA giant's tax planning and compliance capabilities.

Traders bet on big Treasuries rally ahead of Fed's Jerome speech
FIXED INCOME JAN 29, 2025
Traders bet on big Treasuries rally ahead of Fed's Jerome speech

No rate cut expected today but signals for March are anticipated.

Job cuts, halted programs ordered as Trump shakes up government
INDUSTRY NEWS JAN 29, 2025
Job cuts, halted programs ordered as Trump shakes up government

Some federal workers have been offered buyouts.

New Edge Wealth, EP Wealth announce managing director hires
RIAS JAN 29, 2025
New Edge Wealth, EP Wealth announce managing director hires

Firms' appointments expand reach and capabilities for UHNW clients.

What are the key trends that JPMorgan sees for alternatives in 2025?
ALTERNATIVES JAN 29, 2025
What are the key trends that JPMorgan sees for alternatives in 2025?

Report highlights opportunities for alts investors across asset classes.

How consumers are using their credit cards suggests elevated financial stress
INDUSTRY NEWS JAN 29, 2025
How consumers are using their credit cards suggests elevated financial stress

New report shows rising levels of delinquencies.

Mobile AI apps surge to $2B market led by ChatGPT
INDUSTRY NEWS JAN 29, 2025
Mobile AI apps surge to $2B market led by ChatGPT

Artificial intelligence on smartphones is a fast-growing industry.

Changes in fees are coming for advisors. What will that look like?
RIAS JAN 28, 2025
Changes in fees are coming for advisors. What will that look like?

The traditional asset-based fee advisors charge clients "is going by the wayside," one executive said.

Warren presses Lutnick on ties to outlaw-favored crypto firm
ALTERNATIVES JAN 28, 2025
Warren presses Lutnick on ties to outlaw-favored crypto firm

The Democratic firebrand is asking how he and his firm Cantor Fitzgerald are dealing with Tether, casting doubt on President Donald Trump's commerce chief pick.

KKR hires exec to focus on 401(k) market
RETIREMENT PLANNING JAN 28, 2025
KKR hires exec to focus on 401(k) market

The firm in December brought on its first head of defined contribution, signifying a focus to get into 401(k)s and other plans meaningfully.

Beyond the junk label: mastering high-yield bonds to deliver client value
OPINION JAN 28, 2025
Beyond the junk label: mastering high-yield bonds to deliver client value

From seeing past credit ratings to selecting the right vehicle and educating clients, advisors who strategically use high-yield fixed income can build credibility and confidence.

Leaked HSBC memo shows bank making huge cuts in UK and US to focus on Asia
INDUSTRY NEWS JAN 28, 2025
Leaked HSBC memo shows bank making huge cuts in UK and US to focus on Asia

Job losses and another blow to London as a financial hub as major lender “simplifies its business.”

As DeepSeek staggers markets, wary investors set to watch Powell's tone
INDUSTRY NEWS JAN 28, 2025
As DeepSeek staggers markets, wary investors set to watch Powell's tone

A January rate hold is all but certain, but the Federal Reserve chair's first speech during Trump's second presidency could still hold clues on inflation concerns.

Dynasty welcomes $6.4B SageSpring Wealth Partners from Raymond James
RIAS JAN 28, 2025
Dynasty welcomes $6.4B SageSpring Wealth Partners from Raymond James

In one of the biggest leaps in recent years, the Nashville-based firm with a next-gen focus is embracing full RIA independence.

Carson Group widens California footprint
RIAS JAN 28, 2025
Carson Group widens California footprint

The acquisitive wealth giant is extending its presence in Sacramento as it welcomes a $365 million advisor duo.

Mission Wealth expands in Texas with Logic Capital merger
RIAS JAN 28, 2025
Mission Wealth expands in Texas with Logic Capital merger

The deal extends Mission Wealth's footprint into Houston while boosting it to $10.6 billion in assets under management.

Osaic bolsters credit union presence with Navy Federal partnership
BROKER DEALERS JAN 28, 2025
Osaic bolsters credit union presence with Navy Federal partnership

The investment advisory giant's latest collaboration expands its institutional platform with 69 financial advisors.