The former UBS chief was named co-chair of recently rebranded NewEdge Capital Group.
Choir uses proprietary algorithms to measure the diversity of a conference's speakers.
Matthew Clason was registered with Lincoln Financial Advisors until 2016, when he moved his registration to LPL Financial.
The first installment of a two-part series looking at the major trends in the financial adviser ecosystem that shaped big AdviserTech events in 2021, and what those trends portend for the year to come.
Lindsey Swanson leverages search engine optimization and 'in your face' messaging to develop an advisory niche among the 'stigmatized' world of adult entertainers.
For many financial advisers, the slide reinforced the notion that Bitcoin is just too volatile for client portfolios.
The former Fidelity executive will develop strategies for advisers serving high-net-worth clients.
The settlement stemmed from potential claims related to Merrill's "management and oversight" of brokerage accounts opened by the owner of Jay Peak, the failed Vermont ski resort.
National Securities Corp. and Calton & Associates Inc. reported increased expenses in light of potential legal costs.
Elliott, president of Grid 202 Partners, an RIA in Washington, D.C., takes on the role as the organization has been promoting diversity in the financial advice profession.
As firms chase scale with bigger and bigger deals, RIA sellers are enjoying the ride of record-level valuations.
It's getting tougher to do the right thing, with the right people, at the right time. But here are some steps you can take.
Despite last year’s riot at the Capitol and a variety of lethal Covid-19 variants, the broad stock market roared, which is always good news for financial advisers and their firms.
Millions of consumers are already creating free financial plans right from their mobile phones, meaning the ability to create customized plans may become commodified.
The majority of global financial service institutions are facing serious issues related to securing their stored data, according to a recent survey by data storage company Continuity.
If you want to grow and improve, you've almost certainly got to change. But embracing change is one of the hardest things you can do.
The conversation with a participant is not about selling a product. It’s about listening, identifying needs and solving problems.
By identifying our unconscious biases or set ways of doing things, we can limit our risk and increase our chance of success.
Advisers like the autonomy of working from home and don’t want to have to go back to the office and wear a suit again.
Emerson Equity and Triad Advisors reached end-of-the-year settlements related to complaints about poor supervision of certain mutual fund sales.
