Finra fines former LPL rep over forged signatures for annuities
Two clients complained to LPL about annuity contracts that differed from the ones they agreed to purchase, according to the regulator.
Finra last Wednesday fined and suspended a former LPL Financial rep who allegedly forged two customers’ signatures for fixed annuity contracts.
The former rep, Joffre Salazar, was associated with LPL from 2016 to 2019, when he voluntarily resigned, according to the Financial Industry Regulatory
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