Showdown in 2nd Circuit over Reg BI
The smart money is betting the SEC will prevail in the challenge to its new rules scheduled to take effect June 30
A showdown is looming next month in a federal appeals court in New York on the enforceability of the Securities and Exchange Commission’s new Regulation Best Interest, which is scheduled to go into effect on June 30. The raging coronavirus pandemic is unlikely to deter implementation of the new r
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