Among the provisions of a draft bill are one that would improve fee disclosures in defined-contribution plans and another that would allow annuities as qualified investment default alternatives in plans.
Citi Alliance will be providing core banking and lending solutions to independent advisers and broker-dealers.
Chicago-based Hub will buy Insureon’s digital insurance agency and its brand, while Bold Penguin will take control of its technology platform.
Four Advisor Group broker-dealers recently reported facing 58 investor suits totaling $19.4 million related to the private placement investments.
RIAs don’t need insurance license to manage funds within product.
Adding the retirement services company will help Transamerica expand its pooled retirement plan offerings.
Dallas-based CD Wealth Management is joining the Kestra subsidiary to gain scale.
The Labor Department charges a Chicago fund's fiduciaries and counsel with committing multiple ERISA violations.
Less than half of organizations that use ESG investments say that including them helps performance, a survey found.
The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Next event is March 23.
The addition of Pilkington Financial and Planning Resources in Colorado and Summit Financial in California brings AmeriFlex's total assets under administration to more than $5.6 billion.
Industry opponents fear a reprise of the Obama administration measure. Advocates say expanded protections are needed for retirement savers.
Acquisition of Benemark expands Mercer’s presence in Northeast.
The Department of Homeland Security has set up a page warning of cyberattacks emanating from Russia, and both the SEC and Finra echoed those concerns in notices to the public.
Jack VanDerhei, formerly director of research at EBRI, joins the firm’s new unit.
The three advisers operate as RCC Wealth Management in Spartanburg, South Carolina.
Co-founder Eric Ervin, who's taking over as CEO, alludes to the 'stresses of dual leadership' in an email to investors.
The largest cryptocurrency rose 4.3% to $43,453 at 10:50 a.m. in London, gaining along with other major digital tokens.
The Doman Group, which works with athletes and entertainers, marks Creative Planning's first office in Manhattan.
The business group formerly known as the Global Family Office is being folded into a larger unit in an effort to link the bank's work serving billionaires more closely to its investment banking business.
