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Edward Jones advisor overseeing $380 million switches to Raymond James
Willard Causey and two staffers operate as Causey Financial Group in Durham, North Carolina.
Edward Jones advisor managing $330 million jumps to Raymond James
William Anderson, who had been affiliated with Edward Jones since 2002, will operate as S.W. Anderson Financial in Salt Lake City.
Steward Partners finds balance by adding Pershing custody alongside Raymond James
The addition of breakaway Ensign Wealth Partners, a $500 million RIA, pushes Steward's total custodial assets on the Pershing platform to more than $1 billion.
UBS advisor overseeing $315 million in assets joins Raymond James
New York-based Steven M. Rozencwaig will join the firm’s Manhattan office.
Raymond James adds Wells Fargo team with $450 million in assets
The father-son pair, David and Paul Gwidt, will operate as Gwidt Wealth Management Group in Racine, Wisconsin.
Fintech Bytes: Raymond James, Wells Fargo and Orion
Plus, Holistiplan goes to college, AIMR Analytics releases advisor comparison tool, and GW&K selects PureFacts.
Raymond James nabs $680 million team from UBS
The four advisors operate as Momentum Wealth Partners in Akron, Ohio.
Most successful financial services football stadiums
See how the 11 NFL stadiums sponsored by financial services companies stack up in terms of their team’s postseason success.
Finra arbitrators order Raymond James, rep to pay nearly $20 million in raiding case
Wells Fargo alleged that a 'coordinated' effort to lure away advisors depleted an Arkansas branch office, forcing it to close.
Alex. Brown nabs Florida advisor managing $250 million at Merrill
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
Raymond James record wealth management earnings offset declines in other businesses
Overall, the firm’s quarterly net revenue was flat compared to the prior year’s fiscal first quarter, and down 2% from the previous quarter.
Team of women managing $435 million join Raymond James from UBS
Jeanne Eisele, Mary Gilbert and Leanne Gray operate as Anchor Financial in Linwood, New Jersey.
Raymond James adds Tennessee team managing $832 million
The nine-member group, which will do business as Fountain Financial Group, had been affiliated with First Horizon Advisors.
Stifel adviser managing $200 million joins Raymond James team
Howard Kaplan is affiliating through indie Riegel Financial in Ohio.
Raymond James introduces data-driven actionable insights
The application, called ‘Opportunities,’ is intended to prompt adviser-client communication.
Financial advice is the midlife job that women want – but don’t know exists
In the past two years, American women have had a collective epiphany: They want to trade in their current careers for something different and better.
Edward Jones rep goes indie with Raymond James
Adrian John of Seattle, who managed $200 million, is affiliating with the firm's independent adviser channel.
Merrill team managing $160 million joins Raymond James
Abbie Osterbur and Niralee Patel are joining the firm’s employee adviser channel in Champaign, Illinois.
3 questions owners should consider before hiring a junior adviser
A successful job offer will not only win the candidate, but lay out a sustainable vision for the future.
Raymond James launches professional network for veterans
The Veteran Financial Advisors Network supports vets in developing their businesses and careers.
