Carrie Turcotte and Crystal Walker run NorthShore Financial Strategies in Chattanooga, Tennessee.
Known as the Inter Alia Group, four reps and four associates make switch in Portland, Oregon.
In the wake of fresh regulatory action and a $250 million fine imposed on the bank this month, the senator asked the Fed to force the bank to separate its traditional bank and Wall Street businesses.
David Crossan and John Stephens Jr. set up shop in Manahawkin and Manchester on the New Jersey shore.
Heather Hunt-Ruddy previously held the role of head of business development and is remembered by some financial advisers for an apt analogy about Tater Tots.
The Office of the Comptroller of the Currency cited deficiencies in the bank's home-lending business and said it violated a 2018 order tied to past problems.
Margaret Wilkin is joining a Baird office in Roseville, California.
Francis Ciocari is affiliating with the firm through super OSJ Gladstone Wealth Partners and will be opening an office in Blue Bell, Pennsylvania.
Brenner Wealth Management Group is based in Santa Barbara, California.
Regulators are privately signaling that they're still not satisfied with the bank's progress in compensating victims and shoring up controls.
Allison Taylor leads the all-female group in Huntington Beach, California.
Carrie Tolstedt, who was a senior vice president at the bank, cited her constitutional right against self-incrimination more than 100 times in a response filed to an SEC complaint claiming she misled investors.
John and Ryan Birkhauser and their team are based in Lake Forest, Illinois.
The two advisers are affiliating with LPL Financial through its service for breakaway brokers.
For decades, the prevailing wisdom among recruiters and industry executives has been that wirehouse advisers are far less likely to move to independent broker-dealers than other advisers.
In recent days, the lender began informing customers who have been using their personal credit lines that the financing channels will remain available.
While Morgan Stanley had backed away from recruiting advisers from direct competitors in recent years, the company has recently returned to the market for top-flight advisers.
Morgan Stanley just informed its staff that they will soon have to provide proof of having been vaccinated against Covid to enter its buildings.
A mother-daughter team led by Cynthia Hansen joins RBC's Denver Tech office.
Charles Noski, who had served as the bank's chairman since March 2020, is stepping down.
