Brian Mariash, James Lowther and their team will operate as Mariash Lowther Wealth Management in Sarasota, Florida.
In its arbitration claim, Schwab accused Morgan Stanley and the two brokers who joined Morgan Stanley of violating a non-solicitation agreement.
Irvine, California-based Eric Gallinger is affiliating with LPL through Stratos Wealth Partners.
For the last six years, Lindsay Hans has headed Merrill's Northeast and Mid Atlantic Divisions. She succeeds Don Plaus, who's retiring.
The team of eight in Midland, Texas, was brought to Americana by Dynasty Financial Partners.
Thom Maher is launching a firm, Maher Wealth Management, in Phoenix.
Chappell Wealth Management is based in The Woodlands, Texas.
Dynasty currently has 35 job openings, and CEO Shirl Penney said TruClarity's people, including CEO Pamela Stross, were a big part of its appeal.
The wirehouse's Video Pro guides advisors through creating compliance-approved content for clients and prospects.
The four advisors operate as Momentum Wealth Partners in Akron, Ohio.
The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
UBS reported that it had 6,245 financial advisors in the Americas region at the end of last year, little changed from 6,218 at the end of 2021.
According to Robert Earl Turner's BrokerCheck profile, UBS has settled six disputes with his customers for close to $12 million.
The Klinger Quan Group, which manages more than $1.3 billion, joins in San Francisco, while David Sacharko and Sean Siana, with $340 million, join in Hartford, Connecticut.
Jeanne Eisele, Mary Gilbert and Leanne Gray operate as Anchor Financial in Linwood, New Jersey.
The firm is the latest bank to require individual staff to bear some of the burden of an unprecedented regulatory investigation.
Nearly a year after it announced plans to enter the ETF space, the wirehouse is banking on its Calvert brand to carry the day.
Staffers earning up to $500,000 a year will share in a pool of restricted stock, according to a memo from CEO Brian Moynihan.
Cory Triolo and Tim Checko are joining the IBD's investor and investment solutions team.
