Anthony Turner, a commercial banker, faces one felony count each of murder and first-degree residential burglary, according to the Los Angeles County District Attorney's office. The case remains under investigation.
The company maintained its healthy recruiting pace over the first two quarters of the year even as losses continued to mount among its wirehouse competitors.
Avan recently became SVP and head of global women's and under-represented talent strategy, global human resources for Bank of America.
The shifts signal that the financial services industry is rethinking its return-to-office plans as the highly contagious delta variant sweeps across the country.
Jeff Anderson and Doug McClure of Bothell, Washington, affiliate through Mainspring Wealth Advisors, an office of supervisory jurisdiction.
The family-based team is joining the firm's employee unit and opening an office in West Fort Worth, Texas.
The former AdvisorEngine exec will oversee FiNet, First Clearing and the wirehouse's RIA business.
Chad Bester is joining Mount Yale Capital Group in Minneapolis.
Tim Devlin and Michael Jeremiah are joining the firm in Spokane, Washington.
Rock-bottom interest rates have fueled the biggest borrowing binge on record, and even billionaires with enough cash to fill a swimming pool are loathe to sit it out.
Whether they're inclined to stay or to go, advisers owe it to their clients and themselves to pay attention to the subtle, but important, changes happening at the company.
New report shows financial adviser conference attendees are less impressed with sponsor status than they are with solid content from those sponsors.
Miami-based Green Grove Wealth Management is affiliating with Insigneo.
Four reps from Merrill Lynch join Janney, along with six advisers in two groups from Wells Fargo.
UBS in the Americas appears to be focusing on recruiting giant teams of private banking advisers as it continues to see experienced advisers walk to competitors.
Los Angeles-based PBC Private Wealth will use LPL’s strategic wealth services, a unit that supports breakaways.
The wealth management business saw $25 billion of inflows of net new fee-generating assets across all regions and also made $7 billion in net new loans to rich clients in the quarter.
The switch in the compensation model will arrive silently, via death from a thousand cuts.
The bank, with almost 260,000 employees, will start calling workers back to the office on Sept. 7, a process that will continue through October, according to an internal memo.
For the increasingly fee-based advisers at independent broker-dealers, the transition to the RIA model is likely to pick up speed in the years to come.