Agencies need a better handle on manipulation by clever traders with computer skills
Markets remain vulnerable to manipulation by clever traders with computer skills
Take the time to get your site mobile-ready, and make sure the content on it is easily readable and navigable
Time for the industry to respond positively to a fiduciary standard, perhaps seeking a few clarifications and minor tweaks, but no longer seeking to kill it entirely.
Clients should have the option of paying for advice in a way that makes them most comfortable and makes sense for them.
Finra should seriously consider suggestions for changes to its proposed broker bonus disclosure rule.
Tax season is the perfect time to help clients take a look back — and ahead — in order to address their retirement plans.
It's time for the SEC to take a hard look at its third-party exam process and consider ways to streamline it.
It's time to call a truce in the war of words among robo-rivals and get back to business.
It's about time Mary Jo White took the helm and steered the agenda of this supposedly nonpartisan body beyond its present partisan split on fiduciary.
