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Displaying 1937 results

Topic

Sometimes life happens

Yes, retirement is important, but so are other financial goals

Topic

Is JPMorgan too big to manage?

Stream of scandals, most suggesting failure of oversight by its management, raises the issue

Topic

Duty to retirement plans expanded

Advisers need to be aware of a Supreme Court decision in a major 401(k) fee case's implications for their plan advisory work

Topic

SEC’s whistleblower program is a game changer

The following is an edited transcript of an April 30 speech by Securities and Exchange Commission Chairwoman Mary…

Topic

From elder planning to implementation

Advisers' jobs include not only helping clients reach a secure retirement but also helping them live through that retirement

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A chance for change at the SEC

Pending departure of two commissioners brings up the prospect of transformation at the agency

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Women bring value to corporate boards

Judging by the evidence, adding women to all boards would improve U.S. corporate performance

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Stepping up protection for the elderly

As the elderly population grows, it's incumbent on advisers and brokers to put those clients' best interests ahead of their own.

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Retirement, ready or not

Clients depending on their ability to work beyond normal retirement age should think twice.

Topic

Killing the clock on fiduciary proposal

Industry reaction seeking more time smacks of foot-dragging, possibly in the hope that the proposal could be delayed, which does not serve investors well