Morningstar jumps into the risk tolerance game at a time when debates around risk methodologies are heating up among competitors. About 31% of investors said they left their adviser because they didn’t understand their risk tolerance, according to Morningstar.
Allegiant Private Advisors adds nearly $1 billion to Mariner's assets under advisement and expands the firm's footprint in Florida.
Two former reps say African Americans received less pay, support than others at the firm.
Chairman Gary Gensler says agency is looking into what asset managers mean when they call funds 'sustainable.'
As the pandemic subsides and people look forward to catching up with their friends, there's a great opportunity to plan exciting events that bring big results.
Joseph Myer has formed Veritas Capital Management in Ashburn, Virginia, and is affiliating with LPL through Gladstone Wealth.
The key for advisers is finding a balance where they maintain the maximum freedom that enables them to focus on their purpose.
InvestmentNews is proud to present our fourth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 16 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.
Financial preparedness is only a piece of the equation; clients must understand the impact retirement will have on every part of their lives.
The $250 billion RIA aggregator is adding Sonora Investment Management in Tucson, Arizona, and Collins Investment Group in Rockville, Maryland.
How can the financial advice industry know whether its attempts to hire more women, Blacks, Latinos and Asians are working if there is no accurate, unified measure of success or failure?
Whether it’s communicating uncomfortable changes to clients or asking your staff to step up their performance, here's a simple model you can use to say what needs to be said when you don’t quite know how to say it.
The deal adds to what is already a record-breaking pace of consolidation in the RIA space, with 100 deals announced in the first six months of 2021.
The SEC launched its Share Class Selection Disclosure Initiative in February 2018 to target advisory firms that recommended high-fee mutual funds.
The new feature on the IBD's platform lets advisers use a variety of models within a client's portfolio,
The SEC alleges the firm failed to safeguard clients from Hector May, who pleaded guilty to stealing $8 million from clients and was sentenced to 13 years in prison.
The new name, Digital Assets Council of Financial Professionals, reflects a broader charter to serve every company and all financial advisers, Edelman says.
The bank's employees will have the option of working from home at least part time, an executive said, setting it apart from others who are taking a more hard-line approach, like JPMorgan and Goldman Sachs.
Eight Kansas reps will affiliate with the independent unit of Raymond James through Beyond Wealth Advisors.
The former executive at Goldman Sachs and AIG will head the firm's new investment effort, Kestra Investment Management.
